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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000890163-14-000045) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 EMPIRE RESORTS INC COM NEW 1,000 7 0.00%
2 ISHARES TR MSCI UTD KNGDM 2,437 47 0.02%
3 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 700 5 0.00%
4 PEABODY ENERGY CORP 13,500 167 0.07%
5 ParkerVision Inc. (PRKR) 38,500 44 0.02%
6 Williams Partners Lp 1 0 0.00%
7 * SANDRIDGE ENERGY INC COM 1,000 4 0.00%
8 22ND CENTY GROUP INC 18,746 47 0.02%
9 3-D SYS CORP DEL 52,151 2,418 1.06%
10 ABBOTT LABS 3,218 134 0.06%
11 ABBVIE INC 39,700 2,293 1.00%
12 ACCURAY INCORPORATED COM 34,300 249 0.11%
13 ACTUATE CORP 98,000 382 0.17%
14 ADOBE INC 110 8 0.00%
15 ADVANTAGE OIL & GAS LTD 9,200 47 0.02%
16 AEGON N V 1,465 12 0.01%
17 AGNICO EAGLE MINES LTD 6,200 179 0.08%
18 AIRCASTLE LTD 2,584 42 0.02%
19 AIXTRON SE 10,500 159 0.07%
20 ALLEGION PUB LTD CO 999 48 0.02%
21 ALLERGAN PLC 767 185 0.08%
22 ALLETE INC COM NEW 166 7 0.00%
23 ALPHA NAT RES INC 250 29 0.01%
24 ALPHA NATURAL RESOURCES 279,001 692 0.30%
25 ALPS ETF TR 1,230 24 0.01%
26 ALTRIA GROUP INC 1,700 78 0.03%
27 AMAZON COM INC 14 5 0.00%
28 AMERICA MOVIL SAB DE CV 958 24 0.01%
29 AMERICAN EAGLE OUTFITTERS NE 100 1 0.00%
30 AMERICAN ELEC PWR INC 33,850 1,767 0.77%
31 AMERICAN EXPRESS CO 230 20 0.01%
32 AMERICAN INTL GROUP INC 130 7 0.00%
33 ANADARKO PETE CORP 30 3 0.00%
34 ANALOG DEVICES INC 21,583 1,068 0.47%
35 ANNALY CAP MGMT INC 1,136 12 0.01%
36 AON PLC 11,600 1,017 0.44%
37 APACHE CORP 450 42 0.02%
38 APOLLO GLOBAL MGMT LLC 19,000 453 0.20%
39 APPLE INC 4,603 464 0.20%
40 APPLIED MATLS INC 12 0 0.00%
41 ARES CAPITAL CORP 43,400 701 0.31%
42 ARIAD PHARMACEUTICALS ORD (NMS) 1,853 10 0.00%
43 AT&T INC 148 5 0.00%
44 ATHLON ENERGY INC 7,000 408 0.18%
45 AUTOMATIC DATA PROCESSING IN 101 8 0.00%
46 AVERY DENNISON CORP 14,800 661 0.29%
47 Alcatel Lucent Adr 975 3 0.00%
48 Allergan plc 5,500 980 0.43%
49 BAIDU INC 50 11 0.00%
50 BAKER HUGHES INC 1,478 96 0.04%
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