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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000890163-14-000045) filed in 2014.11.12
#
Name
Shares
Value ($)
%
Options
Notes
1 iShares Mortgage Real Estate C 1,392 16 0.01%
2 ZAZA ENERGY CORP COM NEW 500 2 0.00%
3 YAHOO INC 3,356 137 0.06%
4 XYLEM INC 76 3 0.00%
5 Walgreens 2,983 177 0.08%
6 WISDOMTREE TR 296 14 0.01%
7 WISDOMTREE TR 458 24 0.01%
8 WISDOMTREE TR 94 4 0.00%
9 WILLIS TOWERS WATSON PLC 945 39 0.02%
10 WILLIAMS COS INC DEL 81,700 4,522 1.98%
11 WEYERHAEUSER CO 1,088 35 0.02%
12 WELLS FARGO & CO NEW 4,491 233 0.10%
13 WEC ENERGY CORP. 4,500 194 0.08%
14 WASTE CONNECTIONS INC 2,304 59 0.03%
15 WAL-MART STORES INC 3,695 283 0.12%
16 Vaneck Vectors Gold 11,260 240 0.10%
17 VODAFONE GROUP PLC NEW 7,198 237 0.10%
18 VITESSE SEMICONDUCTOR CORP 1,904,000 6,854 3.00%
19 VERIZON COMMUNICATIONS INC 87,547 4,376 1.91%
20 VANGUARD INTL EQUITY INDEX F 501 28 0.01%
21 VALEANT PHARMACEUTICALS INTL 26 3 0.00%
22 US BANCORP DEL 685 29 0.01%
23 URS CORP 6,089 351 0.15%
24 UNITEDHEALTH GROUP INC 52 4 0.00%
25 UNITED TECHNOLOGIES CORP 1,119 118 0.05%
26 UNITED PARCEL SERVICE INC 1,626 160 0.07%
27 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
28 UNION PAC CORP 1,501 163 0.07%
29 UNILEVER PLC 1,645 69 0.03%
30 Trulia Inc 12,986 635 0.28%
31 Targa Resources Partners LP 3,200 232 0.10%
32 TRW AUTOMOTIVE HLDGS CORP 10,200 1,033 0.45%
33 TRIANGLE PETE CORP 5,200 57 0.02%
34 TRAVELERS COMPANIES INC 18 2 0.00%
35 TRANSOCEAN LTD 359 11 0.00%
36 TRANSACT TECHNOLOGIES INC COM 771,971 5,203 2.27%
37 TIME WARNER INC NEW 1,500 215 0.09%
38 TIME WARNER INC 6,000 451 0.20%
39 TICC CAPITAL CORP 4,200 37 0.02%
40 TIBCO SOFTWARE INC 51,000 1,205 0.53%
41 TEXAS INSTRS INC 3,072 147 0.06%
42 TEVA PHARMACEUTICAL INDS LTD 138,369 7,437 3.25%
43 TESLA INC 50 12 0.01%
44 TENNECO INC 20 1 0.00%
45 TECO ENERGY INC COM 650 11 0.00%
46 TARGET CORP 2,331 146 0.06%
47 Smith Micro Software 165,331 147 0.06%
48 Senomyx Inc 1,486,786 12,192 5.33%
49 Safeway Inc - Safeway PDC LLC CVR 12,000 412 0.18%
50 SYSCO CORP 1,800 68 0.03%
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