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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 DIGIMARC CORP 630,561 19,106 8.86%
2 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
3 REIS INC 590,500 13,906 6.45%
4 NEOGENOMICS INC 1,481,626 9,986 4.63%
5 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
6 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
7 INTERMOLECULAR INC 3,027,800 7,660 3.55%
8 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
9 ARI Network Services Inc 1,446,800 6,351 2.94%
10 SHORETEL INC 851,600 6,336 2.94%
11 PFIZER INC 174,629 5,176 2.40%
12 LUMINEX CORP DEL 252,845 4,905 2.27%
13 DOW CHEM CO 86,100 4,379 2.03%
14 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
15 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
16 GENERAL ELECTRIC CO 117,470 3,734 1.73%
17 ABBVIE INC 61,515 3,514 1.63%
18 EXELON CORP 95,100 3,410 1.58%
19 KRAFT HEINZ CO 39,900 3,135 1.45%
20 ZIX CORP 748,100 2,940 1.36%
21 BANKRATE INC DEL COM 295,800 2,712 1.26%
22 YUM BRANDS INC 32,350 2,648 1.23%
23 SCIQUEST INC NEW 188,800 2,621 1.22%
24 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
25 CVS HEALTH CORP 23,450 2,432 1.13%
26 PTC INC 64,450 2,137 0.99%
27 TRANSACT TECHNOLOGIES INC COM 240,603 1,959 0.91%
28 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
29 CEVA Inc 67,453 1,518 0.70%
30 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
31 JOHNSON & JOHNSON 13,498 1,460 0.68%
32 Senomyx Inc 542,786 1,411 0.65%
33 3-D SYS CORP DEL 88,192 1,364 0.63%
34 Adt Corp 31,000 1,279 0.59%
35 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
36 ALERE INC 24,000 1,215 0.56%
37 ALLERGAN PLC 4,411 1,182 0.55%
38 SONUS NETWORKS INC 152,731 1,150 0.53%
39 POWERSECURE INTL INC 60,000 1,121 0.52%
40 WEYERHAEUSER CO 35,826 1,110 0.51%
41 3M CO 6,650 1,108 0.51%
42 InterDigital Inc 30,000 1,077 0.50%
43 ANALOG DEVICES INC 17,524 1,037 0.48%
44 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
45 JARDEN CORP 16,251 958 0.44%
46 BAXALTA INC COM 23,513 950 0.44%
47 E M C CORP MASS COM 35,500 946 0.44%
48 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
49 AT&T INC 22,269 872 0.40%
50 VALSPAR CORP 7,950 851 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 82,216 1,126 0.55%
2 3M CO 6,750 1,182 0.57%
3 ABBOTT LABS 1,316 52 0.03%
4 ABBVIE INC 56,600 3,504 1.70%
5 ACCURAY INCORPORATED COM 127,000 659 0.32%
6 ADAMIS PHARMACEUTICALS CORP 6 0 0.00%
7 ADVANTAGE OIL & GAS LTD 1,000 6 0.00%
8 AEGON N V 1,465 6 0.00%
9 AGNICO EAGLE MINES LTD 500 27 0.01%
10 AIXTRON SE 38,763 236 0.11%
11 ALIBABA GROUP HLDG LTD 200 16 0.01%
12 ALKERMES PLC 1,000 43 0.02%
13 ALLEGION PUB LTD CO 999 69 0.03%
14 ALLERGAN PLC 1,764 408 0.20%
15 ALLETE INC COM NEW 166 11 0.01%
16 ALPHABET INC 40 28 0.01%
17 ALPHABET INC 140 97 0.05%
18 ALTRIA GROUP INC 1,700 117 0.06%
19 AMERICAN EAGLE OUTFITTERS NE 50 1 0.00%
20 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
21 AMERICAN EXPRESS CO 200 12 0.01%
22 ANALOG DEVICES INC 17,524 993 0.48%
23 APACHE CORP 450 25 0.01%
24 APIGEE CORP 17,000 208 0.10%
25 APOLLO GLOBAL MGMT LLC 1,500 23 0.01%
26 APPLE INC 2,310 221 0.11%
27 APPLIED MATLS INC 12 0 0.00%
28 ARI Network Services Inc 1,505,250 6,322 3.07%
29 AT&T INC 22,269 962 0.47%
30 AVENUE FINL HLDGS INC 11,112 218 0.11%
31 AXIALL CORPORATION 24,000 783 0.38%
32 Alcoa 1,000 9 0.00%
33 Apollo Residentail Mtg Inc 30,005 402 0.20%
34 BANK AMER CORP 761 10 0.00%
35 BANK MONTREAL QUE 753 48 0.02%
36 BANKRATE INC DEL COM 64,500 482 0.23%
37 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
38 BJS RESTAURANTS INC COM 1,560 68 0.03%
39 BLACKSTONE GROUP L P 6,000 147 0.07%
40 BLUCORA INC 206,700 2,141 1.04%
41 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
42 BONANZA CREEK ENERGY INC 2,600 5 0.00%
43 BOVIE MEDICAL CORP COM 9,100 15 0.01%
44 BRISTOL MYERS SQUIBB CO 9,900 728 0.35%
45 BROADVISION INC 4 0 0.00%
46 BROCADE COMMUNICATIONS SYS I 51,650 474 0.23%
47 BRT APARTMENTS CORP 16,025 115 0.06%
48 CALIFORNIA RES CORP 26 0 0.00%
49 CATERPILLAR INC 600 45 0.02%
50 CBIZ INC 1,000 10 0.00%
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