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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
51 Bonanza Creek Energy Inc 3,600 6 0.00%
52 Rex Energy Corp 7,200 6 0.00%
53 ADVANTAGE OIL & GAS LTD 1,500 8 0.00%
54 AEGON N V 1,465 8 0.00%
55 NOBLE CORP PLC 800 8 0.00%
56 CONTINENTAL RESOURE 300 9 0.00%
57 VistaPrint NV 100 9 0.00%
58 ALLETE INC COM NEW 166 9 0.00%
59 BANK AMER CORP 761 10 0.00%
60 Alcoa 1,000 10 0.00%
61 CBIZ INC 1,000 10 0.00%
62 NAUTILUS INC COM 500 10 0.00%
63 TESLA INC 50 11 0.01%
64 AMERICAN EXPRESS CO 200 12 0.01%
65 DEVON ENERGY CORP NEW 450 12 0.01%
66 NORTHSTAR REALTY EUROPE CORP 1,083 13 0.01%
67 TARGA RES CORP 434 13 0.01%
68 LUMEN TECHNOLOGIES INC 400 13 0.01%
69 DOMINOS PIZZA (USD) 100 13 0.01%
70 GENPACT LIMITED 500 14 0.01%
71 STURM RUGER & CO INC 200 14 0.01%
72 ORACLE CORP 394 16 0.01%
73 WILLIAMS COS INC DEL 1,000 16 0.01%
74 ALIBABA GROUP HLDG LTD 200 16 0.01%
75 DARDEN RESTAURANTS INC 250 17 0.01%
76 KINDER MORGAN INC DEL 1,000 18 0.01%
77 HUNTINGTON BANCSHARES INC 2,020 19 0.01%
78 SPDR GOLD TR 160 19 0.01%
79 NETFLIX INC 200 20 0.01%
80 HSBC HLDGS PLC 775 20 0.01%
81 COBALT INTL ENERGY INC 7,200 21 0.01%
82 MERCK & CO INC 400 21 0.01%
83 EOG RES INC 300 22 0.01%
84 APACHE CORP 450 22 0.01%
85 BJS RESTAURANTS INC COM 560 23 0.01%
86 EBAY INC 1,019 24 0.01%
87 CORNING INC 1,150 24 0.01%
88 ROYAL BK SCOTLND 6.125% 1,000 24 0.01%
89 APOLLO GLOBAL MGMT LLC 1,500 26 0.01%
90 GAP 1,022 30 0.01%
91 VENTAS INC 500 31 0.01%
92 ALPHABET INC 40 31 0.01%
93 PPG INDS INC 292 33 0.02%
94 ALKERMES PLC 1,000 34 0.02%
95 TICC CAPITAL CORP 7,200 35 0.02%
96 LEE ENTERPRISES INC 20,000 36 0.02%
97 OCCIDENTAL PETE CORP DEL 550 38 0.02%
98 SANCHEZ ENERGY CORP COM 7,100 39 0.02%
99 PAYPAL HLDGS INC 1,019 39 0.02%
100 SANOFI 1,000 40 0.02%
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Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PDF SOLUTIONS INC COM 1,343,640 18,798 9.13%
2 DIGIMARC CORP 499,072 15,950 7.75%
3 REIS INC 439,800 10,951 5.32%
4 BOINGO WIRELESS INC COM 1,034,100 9,224 4.48%
5 NEOGENOMICS INC 1,018,126 8,186 3.98%
6 TEVA PHARMACEUTICAL INDS LTD 137,339 6,899 3.35%
7 ARI NETWORK SVCS INC 1,505,250 6,322 3.07%
8 PFIZER INC 171,679 6,045 2.94%
9 LIONBRIDGE TECHNOLOGIES ORD 1,517,035 5,992 2.91%
10 SHORETEL INC 803,800 5,377 2.61%
11 LUMINEX CORP DEL 254,345 5,145 2.50%
12 INTERMOLECULAR INC 2,884,209 4,269 2.07%
13 DOW CHEM CO 85,000 4,225 2.05%
14 GENERAL ELECTRIC CO 123,170 3,877 1.88%
15 EHEALTH INC COM 257,300 3,607 1.75%
16 ABBVIE INC 56,600 3,504 1.70%
17 SCIQUEST INC NEW 187,900 3,318 1.61%
18 KRAFT HEINZ CO 37,200 3,291 1.60%
19 CROWN CASTLE INTL CORP NEW 30,950 3,139 1.52%
20 CHATHAM LODGING TR COM 135,000 2,967 1.44%
21 EXELON CORP 81,000 2,945 1.43%
22 VANECK ETF TRUST 104,315 2,891 1.40%
23 EASTERLY GOVT PPTYS INC 141,500 2,792 1.36%
24 YUM BRANDS INC 32,050 2,658 1.29%
25 BERKSHIRE HATHAWAY INC DEL 16,754 2,426 1.18%
26 PTC INC 64,050 2,407 1.17%
27 CVS HEALTH CORP 23,250 2,226 1.08%
28 BLUCORA INC 206,700 2,141 1.04%
29 ZOETIS INC 39,100 1,856 0.90%
30 ZIX CORP COM 482,200 1,808 0.88%
31 TRANSACT TECHNOLOGIES INC COM 224,903 1,804 0.88%
32 DUKE ENERGY CORP NEW 19,600 1,681 0.82%
33 CEVA INC 60,953 1,656 0.80%
34 JOHNSON & JOHNSON 13,498 1,637 0.80%
35 NATIONAL INFO CONSORTIUM INC 68,600 1,505 0.73%
36 SENOMYX INC 541,786 1,490 0.72%
37 MARVELL TECHNOLOGY GROUP LTD 153,900 1,467 0.71%
38 AMERICAN ELEC PWR INC 20,750 1,454 0.71%
39 SONUS NETWORKS INC 147,231 1,279 0.62%
40 3M CO 6,750 1,182 0.57%
41 UNITED PARCEL SERVICE INC 10,730 1,156 0.56%
42 3-D SYS CORP DEL 82,216 1,126 0.55%
43 VIRGIN AMERICA ORD 20,000 1,124 0.55%
44 WEYERHAEUSER CO 35,827 1,067 0.52%
45 EXAR CORP 123,530 994 0.48%
46 ANALOG DEVICES INC 17,524 993 0.48%
47 Agnico Eagle 35,500 965 0.47%
48 AT&T INC 22,269 962 0.47%
49 Intuit Inc 4,900 927 0.45%
50 DIAMOND RESORTS INTL INC COM 30,000 899 0.44%
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