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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000890163-16-000134) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
1 DIGIMARC CORP 630,561 19,106 8.86%
2 PDF SOLUTIONS INC COM 1,424,540 19,060 8.84%
3 REIS INC 590,500 13,906 6.45%
4 NEOGENOMICS INC 1,481,626 9,986 4.63%
5 BOINGO WIRELESS INC COM 1,168,100 9,018 4.18%
6 LIONBRIDGE TECHNOLOGIES ORD 1,529,035 7,737 3.59%
7 INTERMOLECULAR INC 3,027,800 7,660 3.55%
8 TEVA PHARMACEUTICAL INDS LTD 137,539 7,360 3.41%
9 ARI NETWORK SVCS INC 1,446,800 6,351 2.94%
10 SHORETEL INC 851,600 6,336 2.94%
11 PFIZER INC 174,629 5,176 2.40%
12 LUMINEX CORP DEL 252,845 4,905 2.27%
13 DOW CHEM CO 86,100 4,379 2.03%
14 EASTERLY GOVT PPTYS INC 234,100 4,336 2.01%
15 CROWN CASTLE INTL CORP NEW 44,000 3,806 1.76%
16 GENERAL ELECTRIC CO 117,470 3,734 1.73%
17 ABBVIE INC 61,515 3,514 1.63%
18 EXELON CORP 95,100 3,410 1.58%
19 KRAFT HEINZ CO 39,900 3,135 1.45%
20 ZIX CORP COM 748,100 2,940 1.36%
21 BANKRATE INC DEL COM 295,800 2,712 1.26%
22 YUM BRANDS INC 32,350 2,648 1.23%
23 SCIQUEST INC NEW 188,800 2,621 1.22%
24 BERKSHIRE HATHAWAY INC DEL 17,354 2,462 1.14%
25 CVS HEALTH CORP 23,450 2,432 1.13%
26 PTC INC 64,450 2,137 0.99%
27 TRANSACT TECHNOLOGIES INC COM 240,603 1,959 0.91%
28 DUKE ENERGY CORP NEW 19,600 1,581 0.73%
29 CEVA INC 67,453 1,518 0.70%
30 AMERICAN ELEC PWR INC 22,650 1,504 0.70%
31 JOHNSON & JOHNSON 13,498 1,460 0.68%
32 SENOMYX INC 542,786 1,411 0.65%
33 3-D SYS CORP DEL 88,192 1,364 0.63%
34 Adt Corp 31,000 1,279 0.59%
35 NATIONAL INFO CONSORTIUM INC 70,100 1,264 0.59%
36 ALERE INC 24,000 1,215 0.56%
37 ALLERGAN PLC 4,411 1,182 0.55%
38 SONUS NETWORKS INC 152,731 1,150 0.53%
39 POWERSECURE INTL INC 60,000 1,121 0.52%
40 WEYERHAEUSER CO 35,826 1,110 0.51%
41 3M CO 6,650 1,108 0.51%
42 InterDigital Inc 30,000 1,077 0.50%
43 ANALOG DEVICES INC 17,524 1,037 0.48%
44 CAMERON INTERNATIONAL COMPANY 15,371 1,031 0.48%
45 JARDEN CORP 16,251 958 0.44%
46 BAXALTA INC COM 23,513 950 0.44%
47 Agnico Eagle 35,500 946 0.44%
48 FIDELITY AND GTY LIFE COM 35,119 922 0.43%
49 AT&T INC 22,269 872 0.40%
50 VALSPAR CORP 7,950 851 0.39%
Page 1 of 6
Restatement filing (0000890163-16-000136) filed in 2016.08.08
#
Name
Shares
Value ($)
%
Options
Notes
101 MONDELEZ INTL INC 3,500 159 0.08%
102 DOMINION ENERGY INC 2,000 156 0.08%
103 BLACKSTONE GROUP L P 6,000 147 0.07%
104 PAYCHEX INC 2,400 143 0.07%
105 PHILIP MORRIS INTL INC 1,400 142 0.07%
106 YAHOO INC 3,356 126 0.06%
107 KIMBERLY CLARK CORP 900 124 0.06%
108 POLYCOM INC 10,689 120 0.06%
109 ALTRIA GROUP INC 1,700 117 0.06%
110 BRT APARTMENTS CORP 16,025 115 0.06%
111 Smith Micro Software 182,331 108 0.05%
112 VANECK ETF TRUST 2,535 108 0.05%
113 PEPSICO INC 1,011 107 0.05%
114 SEAGATE TECHNOLOGY PLC 4,300 105 0.05%
115 Durect Corp Com 85,328 104 0.05%
116 FORMFACTOR INC COM 11,457 103 0.05%
117 NORTHROP GRUMMAN CORP 450 100 0.05%
118 LOCKHEED MARTIN CORP 400 99 0.05%
119 ALPHABET INC 140 97 0.05%
120 NEW MEDIA INVT GROUP INC COM 5,300 96 0.05%
121 SEMPRA ENERGY 800 91 0.04%
122 NEWFIELD EXPL CO 2,000 88 0.04%
123 WAL-MART STORES INC 1,190 87 0.04%
124 GLAXOSMITHKLINE PLC 2,000 87 0.04%
125 ONVIA INC COM 22,192 86 0.04%
126 VERTEX PHARMACEUTICALS INC 1,000 86 0.04%
127 UNILEVER PLC 1,645 79 0.04%
128 NATIONAL RETAIL PPTYS INC 1,500 78 0.04%
129 MCDONALDS CORP 640 77 0.04%
130 UNITEDHEALTH GROUP INC 502 71 0.03%
131 SYSCO CORP 1,400 71 0.03%
132 LENNAR CORP 1,500 69 0.03%
133 ALLEGION PUB LTD CO 999 69 0.03%
134 BJS RESTAURANTS INC COM 1,560 68 0.03%
135 EMERSON ELEC CO 1,300 68 0.03%
136 SCHLUMBERGER LTD 836 66 0.03%
137 NORTHSTAR ASSET 6,500 66 0.03%
138 DU PONT E I DE NEMOURS & CO 1,000 65 0.03%
139 GIGPEAK INC 32,000 63 0.03%
140 FACEBOOK INC 500 57 0.03%
141 DCP MIDSTREAM LP 1,600 55 0.03%
142 HELMERICH & PAYNE INC 800 54 0.03%
143 INTEL CORP 1,628 53 0.03%
144 ABBOTT LABS 1,316 52 0.03%
145 VODAFONE GROUP PLC NEW 1,636 51 0.02%
146 HANESBRANDS INC 2,000 50 0.02%
147 BANK MONTREAL QUE 753 48 0.02%
148 OASIS PETE INC NEW 4,900 46 0.02%
149 CATERPILLAR INC 600 45 0.02%
150 ALKERMES PLC 1,000 43 0.02%
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