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Institutional Investment Manager
Allworth Financial LP
Allworth Financial LP (CIK: 0001555170) incorporated in California, located at 340 Palladio Pkwy, Folsom, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 797 holdings with a total value of $1,062,539,000.
#
Name
Shares
Value ($)
%
Options
Notes
601 DBX ETF TR 113 3,000 0.00%
602 VERTEX PHARMACEUTICALS INC 26 3,000 0.00%
603 EMERSON ELEC CO 50 3,000 0.00%
604 BCE INC 75 3,000 0.00%
605 ZYNGA INC 1,000 3,000 0.00%
606 MFS INTERMEDIATE INCOME TRUST SH BEN INT 767 3,000 0.00%
607 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 731 3,000 0.00%
608 BLACKROCK MUNIYIELD CALIF FD 209 3,000 0.00%
609 ANNALY CAP MGMT INC 307 3,000 0.00%
610 EBAY INC 100 3,000 0.00%
611 CHESAPEAKE GRANITE WASH TR COM 1,142 3,000 0.00%
612 INTERCONTINENTAL EXCHANGE IN 50 3,000 0.00%
613 AMERICAN INTL GROUP INC 47 3,000 0.00%
614 LIMONEIRA CO 140 3,000 0.00%
615 GANNETT CO INC 350 3,000 0.00%
616 NOVO-NORDISK A S 81 3,000 0.00%
617 PHOTRONICS INC 300 3,000 0.00%
618 STATE STR CORP 34 3,000 0.00%
619 BHP BILLITON LTD 91 3,000 0.00%
620 TWENTY FIRST CENTY FOX INC 104 3,000 0.00%
621 CAPITAL ONE FINL CORP 36 3,000 0.00%
622 WYNDHAM WORLDWIDE CORP 41 3,000 0.00%
623 NORFOLK SOUTHERN CORP 23 3,000 0.00%
624 WADDELL & REED FINL INC 200 3,000 0.00%
625 ALIBABA GROUP HLDG LTD 30 3,000 0.00%
626 ISHARES 80 3,000 0.00%
627 ING GROEP N V 177 3,000 0.00%
628 SEI INVESTMENTS CO 35 2,000 0.00%
629 ISHARES 80 2,000 0.00%
630 EQUITY RESIDENTIAL 28 2,000 0.00% PRN
631 HECLA MNG CO 354 2,000 0.00%
632 MARRIOTT INTL INC NEW 25 2,000 0.00%
633 ISHARES TR 21 2,000 0.00%
634 MYLAN N V 42 2,000 0.00%
635 INTEGRATED DEVICE TECHNOLOGY 100 2,000 0.00%
636 AEGON N V 313 2,000 0.00%
637 NOKIA CORP 369 2,000 0.00%
638 CREDIT SUISSE HIGH YIELD BD 700 2,000 0.00%
639 ZIMMER BIOMET HLDGS INC 17 2,000 0.00%
640 HASBRO INC 16 2,000 0.00%
641 CLAYMORE EXCHANGE TRD FD TR 87 2,000 0.00%
642 CHESAPEAKE ENERGY CORP 300 2,000 0.00%
643 LOGMEIN INC 17 2,000 0.00%
644 SHIRE PLC 14 2,000 0.00%
645 KINDER MORGAN INC DEL 78 2,000 0.00%
646 NORDIC AMERICAN TANKERS LIMI 300 2,000 0.00%
647 PRUDENTIAL PLC 54 2,000 0.00%
648 TJX COS INC NEW 28 2,000 0.00%
649 CINCINNATI FINL CORP 29 2,000 0.00%
650 SCHWAB U.S. MID-CAP ETF 50 2,000 0.00%
Page 13 of 16

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-019145, filed 2017.05.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.