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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
401 VALE S A 2,740 38 0.02%
402 PROSHARES TR 556 38 0.02%
403 AMGEN INC 308 38 0.02%
404 CANADIAN PAC RY LTD 250 38 0.02%
405 GROWLIFE INC COM 66,320 38 0.02%
406 ISHARES SILVER TR 2,019 38 0.02%
407 PUBLIC SVC ENTERPRISE GRP IN 1,000 38 0.02%
408 Pentair plc 479 38 0.02%
409 DR REDDYS LABS LTD 871 38 0.02%
410 POWERSHARES ETF TR II 1,975 38 0.02%
411 HAIN CELESTIAL GROUP INC 400 37 0.02%
412 PROSHARES TR 350 37 0.02%
413 PPL CORP 1,102 37 0.02%
414 WisdomTree Earnings 500 ETF 562 37 0.02%
415 AON PLC 435 37 0.02%
416 ACE LTD 364 36 0.02%
417 SCHWAB INTERNATIONAL EQUITY ETF 1,143 36 0.02%
418 TENCENT HLDGS LTD ADR ISIN#US88032Q1094 522 36 0.02%
419 PITNEY BOWES INC 1,400 36 0.02%
420 EMPIRE DIST ELEC CO 1,500 36 0.02%
421 ISHARES 889 36 0.02%
422 DELTA AIRLINES INC DEL 1,049 36 0.02%
423 COVANCE INC 350 36 0.02%
424 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 700 35 0.01%
425 BOEING CO 275 35 0.01%
426 ISHARES 780 35 0.01%
427 Columbia Emerging Mkts Consume 1,302 35 0.01%
428 51JOB INC 479 34 0.01%
429 ISHARES TR 494 34 0.01%
430 PERRIGO CO PLC 218 34 0.01%
431 TWITTER INC 720 34 0.01%
432 EVEREST RE GROUP LTD 223 34 0.01%
433 ISHARES TR 344 34 0.01%
434 Baidu Inc 224 34 0.01%
435 VANGUARD INTL EQUITY INDEX F 320 34 0.01%
436 OTTER TAIL CORP 1,066 33 0.01%
437 LOCKHEED MARTIN CORP 201 33 0.01%
438 LOWES COS INC 681 33 0.01%
439 PROSHARES ULTRA MIDCAP 400 500 33 0.01%
440 BANCO SANTANDER SA 3,474 33 0.01%
441 ALLIANCEBERNSTEIN GLOBAL HIG 2,205 33 0.01%
442 GRAMERCY PPTY TR 4,123 32 0.01%
443 GENERAL MTRS CO 928 32 0.01%
444 ACCENTURE PLC IRELAND 406 32 0.01%
445 WABTEC CORP 413 32 0.01%
446 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 4,325 32 0.01%
447 AETNA INC NEW 415 31 0.01%
448 TESLA INC 151 31 0.01%
449 LIBERTY ALL STAR EQUITY FUND SH BEN INT 5,032 30 0.01%
450 Alexion Pharma Inc 200 30 0.01%
Page 9 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES TR 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC DEL 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FGHT LINES INC 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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