Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001606587-15-000138) filed in 2015.04.30
#
Name
Shares
Value ($)
%
Options
Notes
301 NATUS MEDICAL INC DEL 221 9 0.00%
302 RITE AID CORP 1,000 9 0.00%
303 FLAHERTY & CRUMRINE DYN PFD 400 9 0.00%
304 FORWARD AIR CORP COM 180 10 0.00%
305 ARROW ETF TR 392 10 0.00%
306 TOLL BROTHERS INC 250 10 0.00%
307 SOLARCITY CORP 200 10 0.00%
308 Proshares Short S&P 500 450 10 0.00%
309 AQUA AMERICA INC 375 10 0.00%
310 FIFTH STR SR FLOATNG RATE CO 950 10 0.00%
311 ISHARES 145 10 0.00%
312 POWERSHARES ETF TRUST 446 10 0.00%
313 ENERGY TRANSFER L P 155 10 0.00%
314 SILVERWHEATONCOR 535 10 0.00%
315 BRITISH AMERN TOB PLC 100 10 0.00%
316 PROSHARES TR 229 10 0.00%
317 DOLLAR GEN CORP NEW 135 10 0.00%
318 ISHARES TR 95 10 0.00%
319 KROGER CO 125 10 0.00%
320 BARCLAYS BANK 972 10 0.00%
321 SPDR INDEX SHS FDS 114 10 0.00%
322 ISHARES TR 186 10 0.00%
323 ISHARES 173 10 0.00%
324 BAIDU INC 49 10 0.00%
325 ISHARES TR 100 10 0.00%
326 SCHWAB CHARLES CORP 343 10 0.00%
327 ROYAL GOLD INC 170 11 0.00%
328 ALLETE INC COM NEW 200 11 0.00%
329 WISDOMTREE GLOBAL 255 11 0.00%
330 WISDOMTREE TR 125 11 0.00%
331 TEXTRON INC 253 11 0.00%
332 NORTHROP GRUMMAN CORP 71 11 0.00%
333 ROCKWELL COLLINS INC 117 11 0.00%
334 ISHARES 180 11 0.00%
335 AMERICAN INTL GROUP INC 199 11 0.00%
336 ISHARES TR 160 11 0.00%
337 NEW YORK MTG TR INC 1,414 11 0.00%
338 VOYA GLBL EQTY DIV PREM OP 1,294 11 0.00%
339 CUMMINS INC 78 11 0.00%
340 HANCOCK JOHN PFD INCOME FD 500 11 0.00%
341 ISHARES TR 200 11 0.00%
342 INVESCO SR INCOME TR 2,372 11 0.00%
343 CLAYMORE EXCHANGE TRD FD TR 300 11 0.00%
344 PDL BIOPHARMA INC 1,582 11 0.00%
345 MOBILE TELESYSTEMS PJSC 1,155 12 0.00%
346 ANDERSONS INC COM 300 12 0.00%
347 UNITEDHEALTH GROUP INC 101 12 0.00%
348 EASTMAN CHEM CO 175 12 0.00%
349 DIAMOND OFFSHR DRILLING 452 12 0.00%
350 CROSS TIMBERS RTY TR 600 12 0.00%
Page 7 of 21