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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 245 holdings with a total value of $363,801,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 HELMERICH & PAYNE INC 8,944 600,000 0.16%
102 ISHARES TR 4,757 609,000 0.17%
103 ISHARES TR 23,246 610,000 0.17%
104 FIRST TR MORNINGSTAR DIV LEA 23,147 621,000 0.17%
105 AUTOMATIC DATA PROCESSING IN 6,923 636,000 0.17%
106 ISHARES TR 6,078 645,000 0.18%
107 ISHARES TR 5,072 651,000 0.18%
108 ISHARES INC 26,804 656,000 0.18%
109 SELECT SECTOR SPDR TR 9,241 663,000 0.18%
110 PHILLIPS 66 8,504 675,000 0.19%
111 LEGGETT &PLATT INC 13,200 675,000 0.19%
112 JPMORGAN CHASE & CO 10,981 682,000 0.19%
113 ISHARES TR 8,003 683,000 0.19%
114 SYSCO CORP 13,927 707,000 0.19%
115 ISHARES TR 4,181 707,000 0.19%
116 VANECK ETF TRUST 26,261 728,000 0.20%
117 KIMBERLY CLARK CORP 5,420 745,000 0.20%
118 TOTAL SYS SVCS INC 14,023 745,000 0.20%
119 HCP INC 21,713 768,000 0.21% PRN
120 ISHARES TR 9,099 776,000 0.21%
121 VANGUARD INTL EQUITY INDEX F 8,602 801,000 0.22%
122 ISHARES 15,537 802,000 0.22%
123 PNC FINL SVCS GROUP INC 9,876 804,000 0.22%
124 SPDR INDEX SHS FDS 21,908 813,000 0.22%
125 PIEDMONT OFFICE REALTY TR INC COM CL A 37,757 813,000 0.22% PRN
126 WAL-MART STORES INC 11,558 844,000 0.23%
127 AFLAC INC 11,902 859,000 0.24%
128 ISHARES TR 7,382 861,000 0.24%
129 CLAYMORE EXCHANGE TRD FD TR 45,896 870,000 0.24%
130 ISHARES 7-10 YEAR TREASURY BOND ETF 7,750 875,000 0.24%
131 STEEL DYNAMICS INC 36,577 896,000 0.25%
132 ISHARES TR 12,705 898,000 0.25%
133 ISHARES TR 6,103 905,000 0.25%
134 SPDR GOLD TR 7,179 908,000 0.25%
135 VANGUARD INDEX FDS 7,865 910,000 0.25%
136 FORD MTR CO DEL 72,873 916,000 0.25%
137 POWERSHARES GLOBAL ETF FD 44,469 921,000 0.25%
138 ISHARES TR 3YRTB ETF 11,454 939,000 0.26%
139 NUCOR CORP 19,124 945,000 0.26%
140 CHEVRON CORP NEW 9,057 949,000 0.26%
141 PEPSICO INC 9,144 969,000 0.27%
142 FIRST TR EXCHANGE TRADED FD 16,974 1,000,000 0.27%
143 VANGUARD MALVERN FDS 21,219 1,050,000 0.29%
144 SELECT SECTOR SPDR TR 47,852 1,094,000 0.30%
145 POWERSHARES ETF TRUST 57,080 1,095,000 0.30%
146 VANGUARD INDEX FDS 8,934 1,104,000 0.30%
147 SPDR SSGA MULTI-ASSET REAL RETURN ETF 45,740 1,113,000 0.31%
148 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 42,240 1,142,000 0.31%
149 CINCINNATI FINL CORP 15,284 1,145,000 0.31%
150 PFIZER INC 32,824 1,156,000 0.32%
Page 3 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-16-000702, filed 2016.08.05).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.