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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001559968-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
51 ALTRIA GROUP INC 7,305 357 0.18%
52 HARTFORD FINL SVCS GROUP INC 8,600 358 0.18%
53 CARDINAL HEALTH INC 4,300 360 0.18%
54 Gen Motors Co 11,050 368 0.19%
55 HERTZ GLOBAL HOLDINGS INC 21,025 381 0.19%
56 BAXTER INTL INC 5,450 381 0.19%
57 TRACTOR SUPPLY CO 4,244 382 0.19%
58 LOWES COS INC 5,742 385 0.19%
59 SCHWAB EMERGING MARKETS EQUITY ETF 15,715 386 0.19%
60 PNC FINL SVCS GROUP INC 4,088 391 0.20%
61 Cavium Inc 5,700 392 0.20%
62 Hewlett Packard Co 13,225 397 0.20%
63 MASTERCARD INCORPORATE 4,410 412 0.21%
64 TAIWAN SEMICONDUCTOR MFG LTD 18,285 415 0.21%
65 China Petroleum & Chem Corp Sp 4,930 423 0.21%
66 VENTAS INC REIT 7,190 446 0.22%
67 Maxim Integrated Products Inc 13,100 453 0.23%
68 NORFOLK SOUTHERN CORP 5,250 459 0.23%
69 MICROSOFT CORP 10,496 463 0.23%
70 BIOMARIN PHARMACEUTL 3,450 472 0.24%
71 ISHARES TR 7,605 483 0.24%
72 AT&T Inc New 13,658 485 0.24%
73 BROWN FORMAN CORP 4,380 488 0.25%
74 HENRY SCHEIN INC 3,500 497 0.25%
75 Nextera Energy Inc 5,231 513 0.26%
76 NEWELL BRANDS INC 12,500 514 0.26%
77 ANTHEM INC 3,145 516 0.26%
78 MORGAN STANLEY 13,550 526 0.26%
79 Travelers Cos Inc 5,455 527 0.27%
80 SPDR SER TR S&P HOMEBUILDERS 14,500 531 0.27%
81 FLOWSERVE CORP 10,101 532 0.27%
82 AMGEN INC 3,500 537 0.27%
83 KIMBERLY CLARK CORP 5,116 542 0.27%
84 WELLS FARGO CO NEW 9,678 544 0.27%
85 CONAGRA BRANDS INC 12,495 546 0.27%
86 INTEL CORP 18,018 548 0.28%
87 SELECT SECTOR SPDR FUND SHS BE 7,200 551 0.28%
88 EBAY INC 9,350 563 0.28%
89 AMERICAN EXPRESS CO 7,311 568 0.29%
90 APOLLO INVESTMENT CORP 81,000 573 0.29%
91 LINCOLN NATL CORP IND 9,700 574 0.29%
92 JABIL INC 26,950 574 0.29%
93 UNILEVER PLC 13,720 589 0.30%
94 Advance Auto Parts Inc 3,730 594 0.30%
95 PHILIP MORRIS INTL INC 7,503 602 0.30%
96 STRYKER CORP 6,500 621 0.31%
97 Mid-Amer Apt Cmntys Inc 8,575 624 0.31%
98 LAMAR ADVERTISING CO NEW CL A 11,100 638 0.32%
99 Devon Energy Corp 10,836 645 0.32%
100 ANHEUSER-BUSCH INBEV ADR 5,450 658 0.33%
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