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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
101 CRITEO S A SPONS ADS 8,800 404 0.22%
102 KINDRED HEALTHCARE INC 35,900 405 0.22%
103 AMERICAN EXPRESS CO 6,745 410 0.22%
104 LOWES COS INC 5,287 419 0.23%
105 APOLLO INVESTMENT CORP 75,700 419 0.23%
106 EATON CORPORATION PLC 7,065 422 0.23%
107 TEMPLETON DRAGON CF 24,650 427 0.23%
108 VENTAS INC REIT 5,890 429 0.23%
109 ISHARES TR 12,544 431 0.23%
110 ABBOTT LABS 10,998 432 0.23%
111 EMERSON ELEC CO 8,446 441 0.24%
112 ANHEUSER-BUSCH INBEV ADR 3,400 448 0.24%
113 ENERGY TRANSFER PART LP 11,880 452 0.25%
114 BROWN FORMAN CORP 4,180 452 0.25%
115 CONAGRA BRANDS INC 9,495 454 0.25%
116 Maxim Integrated Products Inc 12,750 455 0.25%
117 NORFOLK SOUTHERN CORP 5,450 464 0.25%
118 ISHARES 15,600 471 0.26%
119 LINCOLN NATL CORP IND 12,300 477 0.26%
120 MORGAN STANLEY 19,250 500 0.27%
121 ALTRIA GROUP INC 7,305 504 0.27%
122 CIENA CORP 27,035 507 0.28%
123 VANGUARD INTL EQUITY INDEX F 14,610 515 0.28%
124 NEWELL BRANDS INC 10,918 530 0.29%
125 CARNIVAL CORP 12,000 530 0.29%
126 AMGEN INC 3,500 533 0.29%
127 Ameriprise Financial 6,363 572 0.31%
128 WELLS FARGO CO NEW 12,098 573 0.31%
129 QUALCOMM INC 10,752 576 0.31%
130 SEAGATE TECHNOLOGY PLC 23,885 582 0.32%
131 Travelers Cos Inc 4,905 584 0.32%
132 Skyworks Solutions 9,310 589 0.32%
133 ILLUMINA INC 4,250 597 0.32%
134 INTEL CORP 18,743 615 0.33%
135 HENRY SCHEIN INC 3,500 619 0.34%
136 MICROSOFT CORP 12,566 643 0.35%
137 US BANCORP DEL 16,137 651 0.35%
138 Mid-Amer Apt Cmntys Inc 6,175 657 0.36%
139 DELTA AIRLINES INC DEL 18,161 662 0.36%
140 Nextera Energy Inc 5,106 666 0.36%
141 PHILIP MORRIS INTL INC 6,630 674 0.37%
142 ON SEMICONDUCTOR CORP 76,925 678 0.37%
143 HALLIBURTON CO 15,060 682 0.37%
144 INTERNATIONAL BUSINESS MACHS 4,637 704 0.38%
145 Hewlett Packard Enterprise Com 39,358 719 0.39%
146 DANAHER CORP DEL 7,143 721 0.39%
147 MACYS INC 22,560 758 0.41%
148 Abbvie Inc 12,843 795 0.43%
149 PEPSICO INC 7,541 799 0.43%
150 PHILLIPS 66 10,070 799 0.43%
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