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Institutional Investment Manager
Regent Investment Management LLC
Regent Investment Management LLC (CIK: 0001559968) incorporated in Kentucky, located at 4350 Brownsboro Road, Louisville, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001559968-16-000016) filed in 2016.07.15
#
Name
Shares
Value ($)
%
Options
Notes
151 SCHWAB EMERGING MARKETS EQUITY ETF 38,145 812 0.44%
152 STRYKER CORP 6,806 816 0.44%
153 HUMANA INC 4,545 818 0.44%
154 BROWN FORMAN CORP 8,290 827 0.45%
155 DISNEY WALT CO 8,520 833 0.45%
156 UNITED TECHNOLOGIES CORP 8,205 841 0.46%
157 METLIFE INC 21,296 848 0.46%
158 LAMAR ADVERTISING CO NEW CL A 12,975 860 0.47%
159 ALLERGAN PLC 3,767 871 0.47%
160 CAPITALA FINANCE CO 62,256 872 0.47%
161 Agnico Eagle 32,215 875 0.48%
162 ISHARES TR 5,282 888 0.48%
163 AMERICAN INTL GROUP INC 17,220 911 0.50%
164 YUM BRANDS INC 11,300 937 0.51%
165 ISHARES TR 9,641 938 0.51%
166 ConocoPhillips 21,507 938 0.51%
167 MONDELEZ INTL INC 21,434 975 0.53%
168 TEXAS INSTRS INC 16,450 1,031 0.56%
169 ORACLE CORPORATION 26,076 1,067 0.58%
170 HOME DEPOT INC 8,360 1,067 0.58%
171 CARDINAL HEALTH INC 14,575 1,137 0.62%
172 FedEx Corp 7,506 1,139 0.62%
173 SCHLUMBERGER LTD 14,704 1,163 0.63%
174 3M Co 6,708 1,175 0.64%
175 Chubb Limited 9,120 1,192 0.65%
176 LANDMARK INFRASTRUCT LP 76,742 1,263 0.69%
177 Exxon Mobil Corp 13,490 1,265 0.69%
178 STONEMOR PARTNERS LP 52,840 1,324 0.72%
179 DU PONT E I DE NEMOURS & CO 20,438 1,324 0.72%
180 THERMO FISHER SCIENTIFIC INC 9,178 1,356 0.74%
181 WILLIAMS COS INC DEL 62,735 1,357 0.74%
182 PFIZER INC 39,563 1,393 0.76%
183 KROGER CO 38,990 1,434 0.78%
184 KIMBERLY CLARK CORP 10,608 1,458 0.79%
185 EXPRESS SCRIPTS HOLDING COMPAN 19,397 1,470 0.80%
186 TJX COS INC NEW 20,291 1,567 0.85%
187 AmerisourceBergen 20,125 1,596 0.87%
188 HONEYWELL INTL INC 13,957 1,623 0.88%
189 UnitedHealth Group Inc 11,614 1,640 0.89%
190 BRISTOL MYERS SQUIBB CO 23,257 1,711 0.93%
191 GENERAL MLS INC 24,455 1,744 0.95%
192 KRAFT HEINZ CO 20,129 1,781 0.97%
193 Diageo PLC Sp ADR 16,869 1,904 1.03%
194 MYLAN N V 44,565 1,927 1.05%
195 WHIRLPOOL CORP 11,800 1,966 1.07%
196 Verizon Communications Inc 35,214 1,966 1.07%
197 CISCO SYSTEMS INC 68,724 1,972 1.07%
198 PRUDENTIAL FINL INC 27,905 1,991 1.08%
199 COCA COLA CO 45,781 2,075 1.13%
200 MERCK & CO INC 38,202 2,201 1.20%
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