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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NATURAL RESO 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PARTNERS LP 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 ENBRIDGE ENERGY PARTNERSL P CO 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 Potash Corp Saskatchewan Inc 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 BANK AMER CORP 244,662 4,171 0.59%
52 Alliance Holdings GP 56,109 3,829 0.54%
53 NUVEEN PERFORMANCE PLUS MUN 263,919 3,827 0.54%
54 NUVEEN QUALITY INCOME MUNI FUND 269,090 3,684 0.52%
55 DIVIDEND & INCOME FD COM NEW 209,790 3,474 0.49%
56 CHEVRON CORP NEW 26,600 3,174 0.45%
57 ISHARES TR 41,868 3,092 0.44%
58 CENTER COAST MLP & INFRSTR F 157,125 3,070 0.43%
59 MICRON TECHNOLOGY INC 85,552 2,931 0.41%
60 NUVEEN CREDIT STRATEGIES INCOM 322,510 2,880 0.41%
61 Nuveen Build America Bond Fund 140,739 2,870 0.41%
62 JOHNSON & JOHNSON 26,822 2,859 0.40%
63 ENERGY TRANSFER PART LP 43,562 2,788 0.39%
64 ConocoPhillips 34,923 2,672 0.38%
65 Xerox Corp 196,525 2,600 0.37%
66 VENTAS INC REIT 41,747 2,586 0.37%
67 PROSHARES ULTRASHORT S&P500 ET 103,280 2,548 0.36%
68 Calamos Convertible & High Inc 179,348 2,543 0.36%
69 GLOBAL X FDS 105,215 2,522 0.36%
70 Verizon Communications Inc 49,628 2,481 0.35%
71 AGNICO EAGLE MINES LTD 83,600 2,427 0.34%
72 OMEGA HEALTHCARE INVS INC 70,896 2,424 0.34%
73 CLOUGH GLOBAL DIVND AND INC 167,588 2,398 0.34%
74 NOKIA CORP 272,852 2,308 0.33%
75 BHP GROUP LTD 39,000 2,296 0.32%
76 Iron Mountain Inc New 69,645 2,274 0.32%
77 3M CO 16,006 2,268 0.32%
78 NUVEEN QUALITY PFD INC FD 3 268,658 2,249 0.32%
79 BED BATH & BEYOND INC 33,785 2,224 0.31%
80 WESTERN UN CO 136,870 2,195 0.31%
81 Rackspace Hosting 65,800 2,142 0.30%
82 COACH INC 59,770 2,128 0.30%
83 NEW GOLD INC CDA 412,870 2,085 0.30%
84 PFIZER INC 69,573 2,057 0.29%
85 CALAMOS STRATEGIC TOTL RETN 173,674 2,032 0.29%
86 Powershares QQQ Trust 20,515 2,027 0.29%
87 Oneok Partners LP 35,156 1,967 0.28%
88 COCA COLA CO 45,526 1,942 0.27%
89 CORNING INC 95,861 1,854 0.26%
90 SEVENTY SEVEN ENERGY INC - escrow shares 75,686 1,797 0.25%
91 CUBIST PHARMACEUTI 27,000 1,791 0.25%
92 FEDERATED HERMES INC CL B 60,941 1,789 0.25%
93 COHEN & STEERS INFRASTRUCTUR 74,855 1,733 0.25%
94 NUVEEN PREFERRED INCOME OPPORT 186,740 1,718 0.24%
95 NUVEEN INVESTMENT QUALIT 109,415 1,627 0.23%
96 GLAXOSMITHKLINE PLC SPONSOR 34,534 1,588 0.22%
97 GALLAGHER ARTHUR J & CO 32,640 1,481 0.21%
98 ARES CAPITAL CORP 83,840 1,355 0.19%
99 LEGACY RESERVES LP 44,913 1,333 0.19%
100 BLACKROCK MUNICIPAL INCOMEINVE 96,978 1,319 0.19%
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