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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 5.84%
2 CENTER COAST MLP & INFRSTR F 2,170,494 25,330 5.28%
3 TALLGRASS ENERGY PARTNERS LP 526,170 20,673 4.31%
4 TARGA RESOURCES 625,862 18,175 3.79%
5 Oneok Partners LP 557,023 16,299 3.40%
6 GAMCO GLOBAL GOLD NATURAL RESO 2,636,386 13,156 2.74%
7 EXXON MOBIL CORP 174,401 12,967 2.71%
8 AT&T INC 356,460 11,614 2.42%
9 Kinder Morgan Inc 413,625 11,450 2.39%
10 HATTERAS FINL CORP COM 725,015 10,984 2.29%
11 BLACKROCK CR ALLOCATION INCO 862,088 10,492 2.19%
12 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 2.12%
13 Flaherty and Crumrine Dynamic 432,982 9,690 2.02%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.81%
15 Enbridge Energy Management LLC 347,727 8,269 1.73%
16 RYDEX ETF TRUST 109,252 8,037 1.68%
17 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.44%
18 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.37%
19 ENBRIDGE ENERGY PARTNERSL P CO 252,617 6,245 1.30%
20 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.26%
21 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 1.24%
22 Invesco Senior Income Trust 1,373,135 5,740 1.20%
23 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 1.12%
24 Tortoise MLP Fund 266,787 4,888 1.02%
25 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.99%
26 MCCORMICK & CO INC 57,245 4,704 0.98%
27 JPMorgan Chase & Co 77,096 4,701 0.98%
28 UNDER ARMOUR INC 46,010 4,453 0.93%
29 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.91%
30 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.91%
31 ENTERPRISE PRODS PARTNERS L 173,730 4,326 0.90%
32 MICROSOFT CORP 94,445 4,182 0.87%
33 BRISTOL MYERS SQUIBB CO 65,120 3,855 0.80%
34 Nuveen Build America Bond Oppo 195,337 3,793 0.79%
35 BANK AMER CORP 240,095 3,741 0.78%
36 Verizon Communications Inc 80,646 3,509 0.73%
37 MERCK & CO INC 69,368 3,426 0.71%
38 TORONTO DOMINION BK ONT 85,935 3,388 0.71%
39 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.70%
40 PLAINS ALL AMERN PIPELINE L 108,643 3,301 0.69%
41 JOHNSON & JOHNSON 34,731 3,242 0.68%
42 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.65%
43 APPLE INC 28,322 3,124 0.65%
44 ALLERGAN PLC 11,462 3,115 0.65%
45 ISHARES TR 39,145 2,848 0.59%
46 WESTERN UN CO 154,370 2,834 0.59%
47 CISCO SYS INC 102,670 2,695 0.56%
48 Alphabet Inc. Class C 4,108 2,622 0.55%
49 TYSON FOODS INC 60,750 2,618 0.55%
50 Nuveen Build America Bond Fund 131,663 2,587 0.54%
Page 1 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
51 HALLIBURTON CO 98,330 3,472 0.57%
52 MERCK & CO INC 69,863 3,450 0.57%
53 TORONTO DOMINION BK ONT 86,848 3,424 0.56%
54 HERTZ FLOBAL HOLDINGS INC 203,230 3,403 0.56%
55 ZOETIS INC 81,578 3,348 0.55%
56 NUVEEN QUALITY MUN FD INC 256,407 3,338 0.55%
57 Verizon Communications Inc 75,671 3,292 0.54%
58 JOHNSON & JOHNSON 34,927 3,261 0.54%
59 EXPRESS SCRIPTS HLDG CO 39,838 3,218 0.53%
60 CHICAGO BRIDGE & IRON CO N V 81,140 3,218 0.53%
61 AVIS BUDGET GROUP 72,720 3,176 0.52%
62 NUVEEN PERFORMANCE PLUS MUN 221,387 3,139 0.52%
63 ALLERGAN PLC 11,462 3,115 0.51%
64 SCRIPPS NETWORKS INTERACT IN 61,005 2,996 0.49%
65 SCHLUMBERGER LTD 43,342 2,986 0.49%
66 JPMORGAN CHASE & COMPANY WARRANT EXP 102818 145,445 2,904 0.48%
67 ISHARES TR 39,145 2,848 0.47%
68 MGIC INVT CORP WIS 307,380 2,846 0.47%
69 WESTERN UN CO 154,370 2,834 0.47%
70 CISCO SYS INC 102,670 2,695 0.44%
71 Alphabet Inc. Class C 4,108 2,622 0.43%
72 TYSON FOODS INC 60,750 2,618 0.43%
73 Nuveen Build America Bond Fund 131,663 2,587 0.43%
74 OWENS ILL INC 124,605 2,585 0.43%
75 NUVEEN PREMIER MUN INCOME FD COM 194,992 2,545 0.42%
76 STARBUCKS CORP 44,050 2,504 0.41%
77 PFIZER INC 79,612 2,501 0.41%
78 NUVEEN SELECT QUALITY MUN FD 185,519 2,480 0.41%
79 UNITED THERAPEUTICS CORP DEL 18,795 2,466 0.41%
80 BP PLC 78,584 2,402 0.40%
81 CHEVRON CORP NEW 29,904 2,359 0.39%
82 VISA INC 33,040 2,302 0.38%
83 VENTAS INC REIT 40,550 2,273 0.37%
84 3M CO 15,908 2,255 0.37%
85 DISNEY WALT CO 21,732 2,221 0.37%
86 BANC OF CALIFORNIA INC COM 174,910 2,147 0.35%
87 BANK AMER CORPORATION WARRANT EXP 011619 365,705 2,098 0.35%
88 OMEGA HEALTHCARE INVS INC 58,488 2,056 0.34%
89 NUVEEN QUALITY PFD INC FD 3 254,390 2,040 0.34%
90 GLOBAL X FDS 103,250 2,029 0.33%
91 BED BATH & BEYOND INC 34,970 1,994 0.33%
92 MEAD JOHNSON NUTRITION CO 28,240 1,989 0.33%
93 PROCTER AND GAMBLE CO 27,096 1,947 0.32%
94 Xerox Corp 199,825 1,944 0.32%
95 AMGEN INC 13,929 1,926 0.32%
96 Calamos Convertible & High Inc 174,978 1,902 0.31%
97 COCA COLA CO 47,096 1,888 0.31%
98 Ishares - Japan 164,800 1,884 0.31%
99 ENERGY TRANSFER PART LP 45,747 1,880 0.31%
100 GALLAGHER ARTHUR J & CO 44,570 1,840 0.30%
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