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Institutional Investment Manager
TCI Wealth Advisors, Inc.
TCI Wealth Advisors, Inc. (CIK: 0001583751) incorporated in Arizona, located at 4011 E Sunrise Dr, Tucson, AZ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,395 holdings with a total value of $183,912,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 STANLEY BLACK &DECKER INC 859 106,000 0.06%
202 PRAXAIR INC 868 105,000 0.06%
203 BAKER HUGHES INC 2,056 104,000 0.06%
204 SEMPRA ENERGY 955 102,000 0.06%
205 NUCOR CORP 2,070 102,000 0.06%
206 PROSHARES PSHS ULT SCAP600 ETF 1,520 101,000 0.05%
207 NATIONAL OILWELL VARCO INC 2,744 101,000 0.05%
208 HANCOCK JOHN TAX-ADV DIV INC 4,060 99,000 0.05%
209 CONAGRA BRANDS INC 2,077 98,000 0.05%
210 SELECT SECTOR SPDR TR 2,000 98,000 0.05%
211 NEENAH INC COM 1,223 97,000 0.05%
212 NEWMONT CORP 2,452 96,000 0.05%
213 ALLIANCEBERNSTEIN HLDG L P 4,231 96,000 0.05% PRN
214 VALERO ENERGY CORP NEW 1,793 95,000 0.05%
215 CIGNA CORPORATION 727 95,000 0.05%
216 FRONTIER COMMUNICATIONS CORP 22,888 95,000 0.05%
217 CONSOLIDATED EDISON INC 1,248 94,000 0.05%
218 AMERICAN ELEC PWR INC 1,454 93,000 0.05%
219 PNM RES INC 2,798 92,000 0.05%
220 ROCKWELL COLLINS INC 1,087 92,000 0.05%
221 Central Valley Community Banco 5,827 92,000 0.05%
222 EXELON CORP 2,748 91,000 0.05%
223 SPDR GOLD TR 726 91,000 0.05%
224 DOLLAR GEN CORP NEW 1,304 91,000 0.05%
225 CLOROX CO DEL 723 91,000 0.05%
226 VANGUARD INDEX FDS 850 90,000 0.05%
227 ECOLAB INC 728 89,000 0.05%
228 PRICELINE GRP INC 59 87,000 0.05%
229 NEWFIELD EXPL CO 2,000 87,000 0.05%
230 MONSANTO CO NEW 831 85,000 0.05%
231 CITIGROUPINC 1,780 84,000 0.05%
232 BANK MONTREAL QUE 1,260 83,000 0.05%
233 EDGEWELL PERS CARE CO 1,043 83,000 0.05%
234 LIBERTY ALL STAR EQUITY FD 15,991 83,000 0.05%
235 GENMARK DIAGNOSTICS INC. 7,009 83,000 0.05%
236 CHUBB LIMITED 656 82,000 0.04%
237 TARGET CORP 1,195 82,000 0.04%
238 VANGUARD INDEX FDS 664 81,000 0.04%
239 ARCHER DANIELS MIDLAND CO 1,909 81,000 0.04%
240 EDISON INTL 1,097 79,000 0.04%
241 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 904 79,000 0.04%
242 THERMO FISHER SCIENTIFIC INC 498 79,000 0.04%
243 SHIRE PLC 401 78,000 0.04%
244 FORD MTR CO DEL 6,401 77,000 0.04%
245 FREEPORT-MCMORAN INC 6,959 76,000 0.04%
246 WEC ENERGY GROUP INC 1,277 76,000 0.04%
247 METLIFE INC 1,692 75,000 0.04%
248 ISHARES TR 600 75,000 0.04%
249 FORTRESS INVESTMENT GROUP LL 15,262 75,000 0.04%
250 BP PLC 2,142 75,000 0.04%
Page 5 of 28

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001583751-16-000010, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.