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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 734 holdings with a total value of $162,790,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITED THERAPEUTICS CORP 100 0 0.00%
52 PIPER JAFFRAY COS 2 0 0.00%
53 KINROSS GOLD CORP 100 0 0.00%
54 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
55 RENEWABLE ENERGY GROUP INC 24 0 0.00%
56 NEWS CORP CL A 6 0 0.00%
57 RADNET INC COM 25 0 0.00%
58 XL Group plc 2 0 0.00%
59 OLD REP INTL CORP 5 0 0.00%
60 AMERICAN INTL GROUP INC 8 0 0.00%
61 ARCA BIOPHARMA INC COM NEW 1 0 0.00%
62 STEMCELLS INC COM NEW 400 0 0.00%
63 POWERSHARES ETF TR II 47 1,000 0.00%
64 BARRICK GOLD CORP 101 1,000 0.00%
65 NRG ENERGY INC 46 1,000 0.00%
66 MANULIFE FINL CORP 40 1,000 0.00%
67 VALE S A 208 1,000 0.00%
68 E TRADE FINANCIAL CORP 18 1,000 0.00%
69 EXCO RESOURCES INC 303 1,000 0.00%
70 OPEN TEXT CORP 14 1,000 0.00%
71 TWENTY FIRST CENTY FOX INC 26 1,000 0.00%
72 BARCLAYS PLC 101 1,000 0.00%
73 Vical Inc 1,000 1,000 0.00%
74 Magnum Hunter Resources Corp 424 1,000 0.00%
75 ISHARES RUSSELL 2000 GROWTH ETF 7 1,000 0.00%
76 SOLAZYME INC 500 1,000 0.00%
77 IMMUNOGEN INC 100 1,000 0.00%
78 SCHNITZER STL INDS 63 1,000 0.00%
79 VERITIV CORP 13 1,000 0.00%
80 FUELCELL ENERGY INC COM 975 1,000 0.00%
81 GABELLI GLB SML & MD CP VAL TR 67 1,000 0.00%
82 TRUSTCO BANK CM 150 1,000 0.00%
83 WP GLIMCHER IN COM 51 1,000 0.00%
84 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 66 1,000 0.00%
85 LXP INDUSTRIAL TRUST COM 110 1,000 0.00%
86 INTREPID POTASH INC 50 1,000 0.00%
87 Internap Network Services Corp 100 1,000 0.00%
88 IMAX CORP 30 1,000 0.00%
89 Columbia Labs Inc. 125 1,000 0.00%
90 Liberty Media Corp 24 1,000 0.00%
91 JOHN BEAN TECHNOLOGIES CORP COM 14 1,000 0.00%
92 DIANA SHIPPING INC 100 1,000 0.00%
93 LINN CO LLC 100 1,000 0.00%
94 3-D SYS CORP DEL 30 1,000 0.00%
95 PLUG POWER INC 550 1,000 0.00%
96 DANAHER CORP DEL 6 1,000 0.00%
97 FINISAR CORP 62 1,000 0.00%
98 TIME INC NEW 36 1,000 0.00%
99 POWERSHARES ETF TR II 55 1,000 0.00%
100 WHITING PETE CORP NEW 36 1,000 0.00%
Page 2 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-15-002468, filed 2015.05.07).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.