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Institutional Investment Manager
Focused Wealth Management, Inc
Focused Wealth Management, Inc (CIK: 0001586052) incorporated in New York, located at 11 Balmville Rd, Newburgh, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 728 holdings with a total value of $182,947,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 INTREPID POTASH INC 50 0 0.00%
52 Internap Network Services Corp 100 0 0.00%
53 EMAGIN CORP COM NEW 30 0 0.00%
54 CBS CORP NEW 5 0 0.00%
55 E TRADE FINANCIAL CORP 18 0 0.00%
56 DU PONT E I DE NEMOURS & CO 300 0 0.00% Put
57 TEXTRON INC 1 0 0.00%
58 XL Group plc 2 0 0.00%
59 * LEXICON PHARMACEUTICALS INC COM 7 0 0.00%
60 FOUR CORNERS PPTY TR INC COM 18 0 0.00%
61 BHP BILLITON LTD 1 0 0.00%
62 RENEWABLE ENERGY GROUP INC 24 0 0.00%
63 EXCO RESOURCES INC 303 0 0.00%
64 CBRE CLARION GLOBAL REAL EST 40 0 0.00%
65 ALPHA NATURAL RESOURCES 2,610 0 0.00%
66 WMI HOLDINGS CORP. 4 0 0.00%
67 SMUCKER J M CO 2 0 0.00%
68 Quicksilver Resources Inc 18 0 0.00%
69 3-D SYS CORP DEL 30 0 0.00%
70 DIANA SHIPPING INC 100 0 0.00%
71 CASI PHARMACEUTICALS INC COM 45 0 0.00%
72 MICROSEMI CORP 2 0 0.00%
73 SCHLUMBERGER LTD 800 0 0.00% Call
74 XILINX INC 2 0 0.00%
75 AMPLIPHI BIOSCIENCES CORP COM NEW 1 0 0.00%
76 ARADIGM CORP 2 0 0.00%
77 POTASH CORP SASK INC 1,000 0 0.00% Call
78 VISTA OUTDOOR INC 8 0 0.00%
79 SEVENTY SEVEN ENERGY INC - escrow shares 12 0 0.00%
80 COEUR MNG INC 10 0 0.00%
81 PERION NETWORK LTD 1:3 R/S 8/27/18 M78673114 131 0 0.00%
82 GOLDCORP INC NEW 50 1,000 0.00%
83 FINISAR CORP 62 1,000 0.00%
84 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 159 1,000 0.00%
85 INFOSYS LTD 44 1,000 0.00%
86 CIENA CORP 71 1,000 0.00%
87 UNUM GROUP 28 1,000 0.00%
88 NCR CORP NEW 36 1,000 0.00%
89 Juniper Pharmaceuticals Inc 125 1,000 0.00%
90 DEVON ENERGY CORP NEW 50 1,000 0.00%
91 SIERRA WIRELESS INC 100 1,000 0.00%
92 DANAHER CORP DEL 6 1,000 0.00%
93 IMAX CORP 30 1,000 0.00%
94 LXP INDUSTRIAL TRUST COM 110 1,000 0.00%
95 WISDOMTREE TR 13 1,000 0.00%
96 HEWLETT PACKARD ENTERPRISE C 68 1,000 0.00%
97 PROVECTUS 2,955 1,000 0.00%
98 D.R. Horton Inc Call Opt 01/18 35.0 1,400 1,000 0.00% Call
99 QLOGIC CORP 58 1,000 0.00%
100 ISHARES TR 50 1,000 0.00%
Page 2 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-16-009560, filed 2016.05.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.