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Institutional Investment Manager
D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. (CIK: 0001596920) incorporated in Kentucky, located at P.O. Box 2010, Lexington, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 173 holdings with a total value of $106,632,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 GILEAD SCIENCES INC 816 75,000 0.07%
52 DISNEY WALT CO 737 73,000 0.07%
53 WAL-MART STORES INC 1,072 73,000 0.07%
54 CARLISLE COS INC 700 70,000 0.07%
55 CRACKER BARREL OLD CTRY STOR 443 68,000 0.06%
56 ORACLE CORP 1,450 59,000 0.06%
57 MCDONALDS CORP 465 58,000 0.05%
58 ABBVIE INC 964 55,000 0.05%
59 Lifepoint Hospitals Inc 1,476 49,000 0.05%
60 ISHARES TR 486 48,000 0.05%
61 INTERCONTINENTAL EXCHANGE IN 200 47,000 0.04%
62 Bank of New York Mellon Corp 1,081 40,000 0.04%
63 CHEVRON CORP NEW 409 39,000 0.04%
64 COGNIZANT TECHNOLOGY SOLUTIO 600 38,000 0.04%
65 SOLARCITY CORP 1,395 34,000 0.03%
66 VALMONT INDS INC 250 31,000 0.03%
67 STARBUCKS CORP 500 30,000 0.03%
68 MERCK & CO INC 523 28,000 0.03%
69 SIMMONS 1ST NATL CORP CL A $1 PAR 623 28,000 0.03%
70 BIOGEN INC 100 26,000 0.02%
71 HONEYWELL INTL INC 235 26,000 0.02%
72 TD AMERITRADE HLDG CORP 800 25,000 0.02%
73 SELECT SECTOR SPDR TR 400 25,000 0.02%
74 3M CO 150 25,000 0.02%
75 Abbott Labs Common 564 24,000 0.02%
76 EMERSON ELEC CO 441 24,000 0.02%
77 Intuit Inc 200 23,000 0.02%
78 BOSTON SCIENTIFIC CORP 1,200 23,000 0.02%
79 VECTREN CORP 445 22,000 0.02%
80 MANULIFE FINL CORP 1,538 22,000 0.02%
81 SPDR SER TR 400 21,000 0.02%
82 Air Products & Chemicals Inc 140 20,000 0.02%
83 AMERICAN TOWER CORP NEW 200 20,000 0.02%
84 DUKE ENERGY CORP NEW 250 20,000 0.02%
85 TEXAS INSTRS INC 328 19,000 0.02%
86 REGENERON PHARMACEUTICALS 47 17,000 0.02%
87 PROSHARES TR 220 17,000 0.02%
88 THERMO FISHER SCIENTIFIC INC 110 16,000 0.02%
89 PAYPAL HLDGS INC 400 15,000 0.01%
90 CERNER CORP 288 15,000 0.01%
91 DISH NETWORK A 300 14,000 0.01%
92 VANGUARD BD INDEX FDS 169 14,000 0.01%
93 ISHARES TR 145 14,000 0.01%
94 Auto Data Processing 142 13,000 0.01%
95 COLUMBIA PPTY TR INC 595 13,000 0.01%
96 TEMPUR SEALY INTL INC 200 12,000 0.01%
97 INGREDION INC 109 12,000 0.01%
98 SPDR GOLD TR 90 11,000 0.01%
99 PACIRA PHARMACEUTICALS INC 200 11,000 0.01%
100 EBAY INC 400 10,000 0.01%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-093994, filed 2016.04.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.