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Institutional Investment Manager
D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. (CIK: 0001596920) incorporated in Kentucky, located at P.O. Box 2010, Lexington, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 179 holdings with a total value of $127,402,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 PEPSICO INC 944 103,000 0.08%
52 ISHARES TR 575 100,000 0.08%
53 AMN HEALTHCARE SERVICES INC 3,000 96,000 0.08%
54 AMERICAN TOWER CORP NEW 800 91,000 0.07%
55 PFIZER INC 2,608 88,000 0.07%
56 UGI CORP NEW 1,938 88,000 0.07%
57 CHIPOTLE MEXICAN GRILL INC 200 85,000 0.07%
58 STARBUCKS CORP 1,500 81,000 0.06%
59 WAL-MART STORES INC 1,072 77,000 0.06%
60 KRAFT HEINZ CO 836 75,000 0.06%
61 CONSOLIDATED EDISON INC 1,000 75,000 0.06%
62 CARLISLE COS INC 700 72,000 0.06%
63 CHEVRON CORP NEW 686 71,000 0.06%
64 DISNEY WALT CO 738 69,000 0.05%
65 VANGUARD BD INDEX FDS 763 67,000 0.05%
66 SPDR SER TR 1,000 66,000 0.05%
67 GILEAD SCIENCES INC 816 65,000 0.05%
68 ABBOTT LABS 1,453 61,000 0.05%
69 Lifepoint Hospitals Inc 1,476 59,000 0.05%
70 ORACLE CORP 1,450 57,000 0.04%
71 KIMBERLY CLARK CORP 454 57,000 0.04%
72 CRACKER BARREL OLD CTRY STOR 418 55,000 0.04%
73 ZILLOW GROUP INC 1,450 50,000 0.04%
74 SOLARCITY CORP 2,395 47,000 0.04%
75 MCDONALDS CORP 400 46,000 0.04%
76 MERCK & CO INC 666 42,000 0.03%
77 TD AMERITRADE HLDG CORP 1,200 42,000 0.03%
78 UNDER ARMOUR INC 1,000 39,000 0.03%
79 ISHARES TR 332 35,000 0.03%
80 INTERACTIVE BROKERS GROUP IN 1,000 35,000 0.03%
81 VALMONT INDS INC 250 34,000 0.03%
82 SIMMONS 1ST NATL CORP CL A $1 PAR 623 31,000 0.02%
83 BIOGEN INC 100 31,000 0.02%
84 COGNIZANT TECHNOLOGY SOLUTIO 600 29,000 0.02%
85 BOSTON SCIENTIFIC CORP 1,200 29,000 0.02%
86 SELECT SECTOR SPDR TR 400 28,000 0.02%
87 HONEYWELL INTL INC 235 27,000 0.02%
88 3M CO 150 26,000 0.02%
89 EMERSON ELEC CO 441 24,000 0.02%
90 BANK NEW YORK MELLON CORP 542 22,000 0.02%
91 VECTREN CORP 445 22,000 0.02%
92 ISHARES 20 YEAR TREASURY BOND ETF 150 21,000 0.02%
93 NEXTERA ENERGY INC 170 21,000 0.02%
94 AIR PRODS & CHEMS INC 140 21,000 0.02%
95 DUKE ENERGY CORP NEW 254 20,000 0.02%
96 REGENERON PHARMACEUTICALS 47 19,000 0.01%
97 CERNER CORP 288 18,000 0.01%
98 DISH NETWORK A 300 16,000 0.01%
99 PAYPAL HLDGS INC 400 16,000 0.01%
100 EBAY INC 400 13,000 0.01%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-128456, filed 2016.10.18).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.