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Institutional Investment Manager
D. SCOTT NEAL, INC.
D. SCOTT NEAL, INC. (CIK: 0001596920) incorporated in Kentucky, located at P.O. Box 2010, Lexington, KY. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 167 holdings with a total value of $155,242,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 BANK NEW YORK MELLON CORP 542 26,000 0.02%
102 EMERSON ELEC CO 400 24,000 0.02%
103 UNDER ARMOUR INC 1,000 20,000 0.01%
104 AIR PRODS & CHEMS INC 140 19,000 0.01%
105 REGENERON PHARMACEUTICALS 47 18,000 0.01%
106 PAYPAL HLDGS INC 400 17,000 0.01%
107 CERNER CORP 288 17,000 0.01%
108 AMGEN INC 100 16,000 0.01%
109 SCHWAB U.S. REIT ETF 398 16,000 0.01%
110 AUTOMATIC DATA PROCESSING IN 142 15,000 0.01%
111 JPMORGAN CHASE & CO 167 15,000 0.01%
112 ILLINOIS TOOL WKS INC 109 14,000 0.01%
113 TEXAS INSTRS INC 164 13,000 0.01%
114 COLUMBIA PPTY TR INC 595 13,000 0.01%
115 EBAY INC 400 13,000 0.01%
116 WELLS FARGO & CO NEW 177 10,000 0.01%
117 MARATHON PETE CORP 206 10,000 0.01%
118 SCHWAB U.S. LARGE-CAP ETF 171 10,000 0.01%
119 DELTA AIRLINES INC DEL 196 9,000 0.01%
120 MEAD JOHNSON NUTRITI 100 9,000 0.01%
121 VANGUARD BD INDEX FDS 112 9,000 0.01%
122 TEMPUR SEALY INTL INC 200 9,000 0.01%
123 PACIRA PHARMACEUTICALS INC 200 9,000 0.01%
124 COMCAST CORP NEW 204 8,000 0.01%
125 BP PLC 235 8,000 0.01%
126 BRISTOL MYERS SQUIBB CO 140 8,000 0.01%
127 WEBSITE PROS INC COM 413 8,000 0.01%
128 FACEBOOK INC 50 7,000 0.00%
129 DOW CHEM CO 107 7,000 0.00%
130 VANGUARD INDEX FDS 47 7,000 0.00%
131 ZOETIS INC 119 6,000 0.00%
132 FIREEYE INC 375 5,000 0.00%
133 WILLIAMS COS INC DEL 165 5,000 0.00%
134 ZILLOW GROUP INC 150 5,000 0.00%
135 ORCHID IS CAP INC 500 5,000 0.00%
136 YUM BRANDS INC 77 5,000 0.00%
137 CORNERSTONE STRATEGIC VALUE 300 5,000 0.00%
138 OLD NATL BANCORP IND COM 280 5,000 0.00%
139 UBS AG LONDON BRH 300 5,000 0.00%
140 ZIMMER BIOMET HLDGS INC 33 4,000 0.00%
141 PPL CORP 110 4,000 0.00%
142 FORD MTR CO DEL 368 4,000 0.00%
143 BIOVERATIV INC 50 3,000 0.00%
144 INTL PAPER CO 61 3,000 0.00%
145 SYMANTEC CORP 112 3,000 0.00%
146 FEDEX CORP 16 3,000 0.00%
147 MARATHON OIL CORP 206 3,000 0.00%
148 STRATASYS LTD 150 3,000 0.00%
149 NOODLES AND CO CL A 350 2,000 0.00%
150 DELL TECHNOLOGIES INC 33 2,000 0.00%
Page 3 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-17-021862, filed 2017.04.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.