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Institutional Investment Manager
Capstone Financial Advisors, Inc.
Capstone Financial Advisors, Inc. (CIK: 0001599217) incorporated in Illinois, located at 2001 Butterfield Road, Suite 1750, Downers Grove, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001599217-14-000004) filed in 2014.05.08
#
Name
Shares
Value ($)
%
Options
Notes
51 A T & T INC 17,793 626 0.40%
52 CATERPILLAR INC DEL COM 6,964 632 0.41%
53 JOHNSON & JOHNSON COM 7,367 675 0.44%
54 SPDR GOLD TRUST 6,044 702 0.45%
55 SPDR S&P 500 Index ETF 3,806 703 0.45%
56 Unilever NV NY 20,343 818 0.53%
57 Alphabet Inc. 733 821 0.53%
58 Starbucks Corp 10,640 834 0.54%
59 iShares US PFD ETF US PFD STK 26,020 958 0.62%
60 EXXON MOBIL CORP COM 9,883 1,000 0.64%
61 Qualcomm Inc 17,785 1,321 0.85%
62 BERKSHIRE HATHAWAY INC. DELWARE CL 800 1,423 0.92%
63 INTERNATIONAL BUSINESS MACHSCOM 8,894 1,668 1.08%
64 DUNKIN BRANDS GROUP INC 41,549 2,003 1.29%
65 CME GROUP INC 29,582 2,321 1.50%
66 GRAINGER W W INC 15,003 3,832 2.47%
67 J P MORGAN CHASE & CO 66,539 3,891 2.51%
68 APPLE INC 11,540 6,474 4.17%
69 MCDONALDS CORP COM 140,331 13,616 8.78%
70 WISDOMTREE TR 429,897 19,784 12.75%
71 SPDR S&P MidCap 400 ETF 101,346 24,749 15.95%
72 VANGUARD SPECIALIZED PORTFOL 721,663 54,298 35.00%
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Restatement filing (0001599217-14-000007) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD SPECIALIZED PORTFOL 746,960 56,194 34.39%
2 SPDR S&P MidCap 400 ETF 104,413 26,163 16.01%
3 WISDOMTREE TR 510,007 23,394 14.32%
4 MCDONALDS CORP COM 145,770 14,290 8.75%
5 APPLE INC 11,027 5,919 3.62%
6 GRAINGER W W INC 19,298 4,876 2.98%
7 J P MORGAN CHASE & CO 64,909 3,941 2.41%
8 DUNKIN BRANDS GROUP INC 44,646 2,240 1.37%
9 CME GROUP INC 29,535 2,186 1.34%
10 INTERNATIONAL BUSINESS MACHSCOM 8,701 1,675 1.03%
11 BERKSHIRE HATHAWAY INC. DELWARE CL 800 1,499 0.92%
12 Qualcomm Inc 16,785 1,324 0.81%
13 EXXON MOBIL CORP COM 9,885 966 0.59%
14 SPDR S&P 500 Index ETF 4,691 877 0.54%
15 A T & T INC 24,605 863 0.53%
16 Unilever NV NY 20,343 837 0.51%
17 iShares US PFD ETF US PFD STK 21,186 827 0.51%
18 SPDR GOLD TRUST 6,218 769 0.47%
19 CATAMARAN CORP COM 16,870 755 0.46%
20 Starbucks Corp 9,918 728 0.45%
21 JOHNSON & JOHNSON COM 7,321 719 0.44%
22 VANGUARD REIT INDEX #0986 9,980 705 0.43%
23 Walgreens Boots Alliance Inc 10,676 705 0.43%
24 INTEL CORP COM 23,401 604 0.37%
25 BERKSHIRE HATHAWAY INC DEL 4,805 600 0.37%
26 VERIZON COMMUNICATIONS INC 12,178 579 0.35%
27 UNILEVER PLC 11,419 489 0.30%
28 PROCTER AND GAMBLE CO COM 5,870 473 0.29%
29 Alphabet Inc. 413 460 0.28%
30 DISNEY (WALT) COMPANY HOLDING CO 5,078 407 0.25%
31 CENTURYLINK INC 10,946 359 0.22%
32 CHIPOTLE MEXICAN GRILL INC 631 358 0.22%
33 CBOE HLDGS INC 6,274 355 0.22%
34 ROYAL DUTCH SHELL PLC 4,714 344 0.21%
35 CHEVRON CORPORATION 2,854 339 0.21%
36 MICROSOFT CORP COM 8,204 336 0.21%
37 EINSTEIN NOAH REST GROUP INC 20,063 330 0.20%
38 AMAZON COM ORD 888 299 0.18%
39 Schwab U.S. Broad Market ETF 6,400 293 0.18%
40 WELLS FARGO & CO NEW 5,885 293 0.18%
41 DOMINION RESOURCES INC VA NEW 3,903 277 0.17%
42 iShares Core S&P 500 1,372 258 0.16%
43 Petroleo Brasileiro SA (ADR) 19,355 255 0.16%
44 iShares Russell 1000 Value Ind 2,489 240 0.15%
45 BOEING CO COM 1,876 235 0.14%
46 Celgene Corp 1,664 232 0.14%
47 Visa, Inc. Cl A 1,073 232 0.14%
48 ARCHER DANIELS MIDLAND CO 5,260 228 0.14%
49 FORD MOTOR CO 13,628 213 0.13%
50 Vanguard FTSE All World Ex-US 4,197 211 0.13%
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