Dark
Light
System
Institutional Investment Manager
B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. (CIK: 0001599892) incorporated in Tennessee, located at 40 S. Main Street, Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001599892-15-000003) filed in 2015.07.14
#
Name
Shares
Value ($)
%
Options
Notes
351 IGI LABS INC 2,000 12 0.01%
352 EATON VANCE TAX MNGD BUY WRI 1,000 12 0.01%
353 VANGUARD WORLD FDS 128 13 0.01%
354 FIFTH STREET FINANCE CORP 2,000 13 0.01%
355 INDIA FD INC 515 13 0.01%
356 GTX INC 9,200 13 0.01%
357 Approach Res Inc 2,000 13 0.01%
358 STERICYCLE INC 100 13 0.01%
359 ALLIANCE RES PARTNER L P 525 13 0.01%
360 NOVO-NORDISK A S 250 13 0.01%
361 AMERICAN TOWER CORP NEW 145 13 0.01%
362 NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT 1,046 13 0.01%
363 VANGUARD SCOTTSDALE FDS 159 13 0.01%
364 SUNCOR ENERGY INC NEW 500 13 0.01%
365 BEST BUY INC 400 13 0.01%
366 DISH NETWORK A 200 13 0.01%
367 Resolute Energy Corp 13,900 13 0.01%
368 ISHARES TR 135 13 0.01%
369 INFOBLOX INC 500 13 0.01%
370 TRINITY INDS INC 500 13 0.01%
371 FLAHERTY & CRUMRINE PFD INC 1,000 13 0.01%
372 BALL CORP 200 14 0.01%
373 SPDR SER TR 115 14 0.01%
374 CIGNA CORPORATION 90 14 0.01%
375 NUVEEN DIV ADVANTAGE MUN FD 1,088 14 0.01%
376 FIRST TR ENHANCED EQTY INC F 1,000 14 0.01%
377 NORFOLK SOUTHERN CORP 162 14 0.01%
378 WESTERN ASSET MTG CAP CORP 1,000 14 0.01%
379 L BRANDS INC 165 14 0.01%
380 GREENLIGHT CAPITAL RE LTD 500 14 0.01%
381 KAYNE ANDERSON MDSTM ENERGY FD 500 14 0.01%
382 WYNDHAM WORLDWIDE CORP 175 14 0.01%
383 TWO HBRS INVT CORP 1,500 14 0.01%
384 NUVEEN PREMIER MUN INCOME FD COM 1,089 14 0.01%
385 PIMCO HIGH INCOME FD 1,500 14 0.01%
386 SPDR INDEX SHS FDS 348 14 0.01%
387 POWERSHARES DB 1,000 14 0.01%
388 GOPRO INC 300 15 0.01%
389 ISHARES TR 131 15 0.01%
390 COLGATE PALMOLIVE CO 243 15 0.01%
391 ISHARES TR 308 15 0.01%
392 POWERSHARES DB CMDTY IDX TRA 866 15 0.01%
393 LAS VEGAS SANDS CORP 300 15 0.01%
394 GENWORTH FINL INC 2,000 15 0.01%
395 NOVARTIS A G 170 16 0.01%
396 ONEOK INC NEW 429 16 0.01%
397 VERIFONE SYS INC 480 16 0.01%
398 CEMEX SAB DE CV 1,802 16 0.01%
399 BARCLAYS PLC 1,000 16 0.01%
400 POTASH CORP SASK INC 538 16 0.01%
Page 8 of 22