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Institutional Investment Manager
Private Ocean, LLC
Private Ocean, LLC (CIK: 0001601742) incorporated in California, located at 100 Smith Ranch Road, San Rafael, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 218 holdings with a total value of $135,603,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN DYNASTY MINERALS LTD COM 100 0 0.00%
2 JAMES RIVER COAL CO 35 0 0.00%
3 SONY GROUP CORP 25 0 0.00%
4 FORD MTR CO DEL 21 0 0.00%
5 NU SKIN ENTERPRISES INC 9 0 0.00%
6 HERSHEY CO 4 0 0.00%
7 FRONTIER COMMUNICATIONS CORP 90 1,000 0.00%
8 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 17 1,000 0.00%
9 BANK AMER CORP 62 1,000 0.00%
10 SCHWAB STRATEGIC TR 48 1,000 0.00%
11 UMPQUA HLDGS CORP 31 1,000 0.00%
12 BLACKHAWK NETWORK 18 1,000 0.00%
13 MERCK & CO INC 30 2,000 0.00%
14 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL INTL 62 2,000 0.00%
15 Syngenta AG 6 2,000 0.00%
16 SCHWAB INTERNATIONAL EQUITY ETF 54 2,000 0.00%
17 BED BATH & BEYOND INC 50 3,000 0.00%
18 VANGUARD INDEX FDS 33 3,000 0.00%
19 INVENSENSE INC 2,000 3,000 0.00%
20 TWITTER INC 50 3,000 0.00%
21 TESLA INC 12 3,000 0.00%
22 MONSANTO CO NEW 25 3,000 0.00%
23 Safeway Inc - Safeway PDC LLC CVR 114 4,000 0.00%
24 SPDR INDEX SHS FDS 70 4,000 0.00%
25 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL US 134 4,000 0.00%
26 AMERICAN AIRLS GROUP INC 100 4,000 0.00%
27 YAHOO INC 100 4,000 0.00%
28 EBAY INC 75 4,000 0.00%
29 SUPERIOR INDS INTL INC COM 300 5,000 0.00%
30 QUESTAR CORP COM 242 5,000 0.00%
31 ARIAD PHARMACEUTICALS ORD (NMS) 1,000 5,000 0.00%
32 FREEPORT-MCMORAN INC 150 5,000 0.00%
33 DICKS SPORTING GOODS INC 125 5,000 0.00%
34 EXELON CORP 177 6,000 0.00%
35 COSTCO WHSL CORP NEW 50 6,000 0.00%
36 ECOLAB INC 50 6,000 0.00%
37 TRANSDIGM GROUP INC 35 6,000 0.00%
38 HALLIBURTON CO 100 6,000 0.00%
39 PFIZER INC 200 6,000 0.00%
40 AUTODESK INC 250 6,000 0.00%
41 QEP RES INC 206 6,000 0.00%
42 SPDR INDEX SHS FDS 142 6,000 0.00%
43 DU PONT E I DE NEMOURS & CO 100 7,000 0.01%
44 Spdr Ser Tr Nuveen Barcl 297 7,000 0.01%
45 INTEL CORP 200 7,000 0.01%
46 EMBRAER S A 190 7,000 0.01%
47 DEVON ENERGY CORP NEW 100 7,000 0.01%
48 GOODYEAR TIRE & RUBR CO 301 7,000 0.01%
49 ISHARES TR 74 7,000 0.01%
50 KRAFT HEINZ CO COM 133 8,000 0.01%
Page 1 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001601742-14-000004, filed 2014.10.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.