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Institutional Investment Manager
Private Ocean, LLC
Private Ocean, LLC (CIK: 0001601742) incorporated in California, located at 100 Smith Ranch Road, San Rafael, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001601742-15-000005) filed in 2015.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 Van Eck 1,005,189 30,545 22.54%
2 VANGUARD BD INDEX FDS 369,223 30,310 22.37%
3 SPDR SERIES TRUST 529,174 19,632 14.49%
4 POWERSHARES ETF TR II 369,633 10,497 7.75%
5 POWERSHARES ETF TRUST 54,997 4,570 3.37%
6 POWERSHARES ETF TR II 96,479 3,460 2.55%
7 SPDR SERIES TRUST 57,430 3,239 2.39%
8 VANGUARD INDEX FDS 32,464 2,516 1.86%
9 ISHARES TR 41,553 2,403 1.77%
10 VANGUARD INDEX FDS 25,137 2,323 1.71%
11 ISHARES RUSSELL 1000 ETF 17,172 1,844 1.36%
12 CLAYMORE EXCHANGE TRD FD TR 171,000 1,493 1.10%
13 VANGUARD INDEX FDS 15,620 1,076 0.79%
14 Greene King PLC ORD 89,104 1,073 0.79%
15 MCDONALDS CORP 8,950 1,000 0.74%
16 POWERSHARES ETF TRUST 9,376 859 0.63%
17 ISHARES TR 6,517 809 0.60%
18 PROCTER AND GAMBLE CO 9,564 804 0.59%
19 ISHARES TR 6,902 797 0.59%
20 POWERSHARES ETF TRUST II 31,250 686 0.51%
21 SCHWAB CHARLES CORP 26,537 681 0.50%
22 ISHARES TR 6,186 677 0.50%
23 VANGUARD INTL EQUITY INDEX F 12,329 527 0.39%
24 POWERSHARES ETF TR II 29,396 524 0.39%
25 VANGUARD INDEX FDS 5,718 452 0.33%
26 iShares Mortgage Real Estate C 45,054 448 0.33%
27 EXXON MOBIL CORP 5,424 396 0.29%
28 SPDR DOW JONES REIT ETF 4,429 383 0.28%
29 ISHARES TR 2,310 360 0.27%
30 MICROSOFT CORP 102 330 0.24%
31 INTERNATIONAL BUSINESS MACHS 1,979 301 0.22%
32 POWERSHARES ETF TR II 20,532 299 0.22%
33 Medtronic Inc 3,600 295 0.22%
34 FLEXSHARES US MARKET TILT ETF 2,975 294 0.22%
35 ISHARES TR 2,639 277 0.20%
36 ALPS ETF TR 20,680 258 0.19%
37 SCHWAB U.S. SMALL-CAP ETF 215 257 0.19%
38 ISHARES TR 2,372 253 0.19%
39 SPDR S&P 500 ETF TR 1,102 248 0.18%
40 ISHARES RUSSELL 2000 GROWTH ETF 1,855 247 0.18%
41 SCHWAB U.S. LARGE-CAP ETF 4,841 242 0.18%
42 SCHWAB U.S. MID-CAP ETF 6,102 237 0.17%
43 FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND 3,626 232 0.17%
44 APPLE INC 11,519 223 0.16%
45 EMERSON ELEC CO 4,800 212 0.16%
46 BERKSHIRE HATHAWAY INC DEL 1,488 194 0.14%
47 ISHARES TRUST S&P 100 ETF 2,255 192 0.14%
48 ISHARES TR 960 185 0.14%
49 BANK MARIN BANCORP 4,585 173 0.13%
50 VANGUARD INDEX FDS 1,717 172 0.13%
Page 1 of 4
Restatement filing (0001601742-15-000006) filed in 2015.11.02
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES COMMODITY OPTIMIZED TRUST 2,409 171 0.13%
52 PFIZER INC 5,209 164 0.12%
53 VANGUARD INTL EQUITY INDEX F 4,880 161 0.12%
54 ISHARES TR 1,064 145 0.11%
55 AMGEN INC 1,000 138 0.10%
56 TELEFONICA BRASIL SA 11,400 137 0.10%
57 EXPRESS SCRIPTS HLDG CO 1,614 131 0.10%
58 ORACLE CORP 3,600 130 0.10%
59 NIKE INC 1,030 127 0.09%
60 VANGUARD WORLD FDS 1,019 124 0.09%
61 CONAGRA BRANDS INC 3,000 122 0.09%
62 W P CAREY INC 2,096 121 0.09%
63 CISCO SYS INC 4,508 118 0.09%
64 BOEING CO 870 114 0.08%
65 ISHARES TR 1,686 113 0.08%
66 NUCOR CORP 3,000 113 0.08%
67 NOVARTIS A G 1,200 110 0.08%
68 ISHARES MSCI ACWI EX US IDX FD 9,885 101 0.07%
69 AT&T INC 3,108 101 0.07%
70 SCHWAB EMERGING MARKETS EQUITY ETF 4,649 94 0.07%
71 REALTY INCOME CORP 1,933 92 0.07%
72 LINCOLN NATL CORP IND 1,930 92 0.07%
73 ISHARES TR 752 90 0.07%
74 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND 879 89 0.07%
75 GILEAD SCIENCES INC 900 88 0.06%
76 ISHARES RUSSELL 3000 ETF 774 88 0.06%
77 POWERSHARES ETF TRUST 2,672 84 0.06%
78 DISNEY WALT CO 820 84 0.06%
79 LILLY ELI & CO 1,000 84 0.06%
80 ISHARES TR 2,534 83 0.06%
81 EDWARDS LIFESCIENCES CORP 575 82 0.06%
82 FRANKLIN ELEC INC COM 2,964 81 0.06%
83 LOCKHEED MARTIN CORP 387 80 0.06%
84 MERCK & CO INC 1,620 80 0.06%
85 ISHARES TR 880 78 0.06%
86 ABBVIE INC 1,400 76 0.06%
87 Schwab US Large Cap Value 1,852 74 0.05%
88 UNITED TECHNOLOGIES CORP 811 72 0.05%
89 BOSTON PROPERTIES INC 600 71 0.05%
90 ROYAL DUTCH SHELL PLC 1,400 66 0.05%
91 NEXTERA ENERGY INC 672 66 0.05%
92 WELLS FARGO & CO NEW 1,236 63 0.05%
93 AMETEK INC NEW 1,180 62 0.05%
94 PACCAR INC 1,162 61 0.05%
95 NORFOLK SOUTHERN CORP 762 58 0.04%
96 ABBOTT LABS 1,400 56 0.04%
97 SCHLUMBERGER LTD 800 55 0.04%
98 CHEVRON CORP NEW 691 55 0.04%
99 ALTRIA GROUP INC 900 49 0.04%
100 Hewlett Packard Co 1,916 49 0.04%
Page 2 of 4