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Institutional Investment Manager
Archford Capital Strategies, LLC
Archford Capital Strategies, LLC (CIK: 0001606609) incorporated in Delaware, located at 13 Wolf Creek Dr, Swansea, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001606609-14-000002) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
101 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 03/29/16 3,500 46,774 0.04%
102 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 6/02/2015 3,500 37,310 0.03%
103 EXXON MOBIL CORP 3,484 340,317 0.28%
104 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO GLOBAL EQUITY BSKT EXP 06/30/17 3,460 40,378 0.03%
105 AMBEV SA 3,409 25,261 0.02%
106 BANK AMER CORP LEVERAGED INDEX RETURN NTS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 3,400 43,520 0.04%
107 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 3,300 45,903 0.04%
108 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 3,250 39,293 0.03%
109 CREDIT SUISSE NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22542D5142 3,250 39,293 0.03%
110 BANCO SANTANDER SA 3,245 31,087 0.03%
111 Centrue Financial Corporation 3,242 3,047 0.00%
112 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,200 40,138 0.03%
113 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 3,200 45,280 0.04%
114 SUMITOMO MITSUI FINL GROUP I 3,181 27,516 0.02%
115 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 05/27/16 3,175 40,846 0.03%
116 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,100 38,883 0.03%
117 BANK AMER PLC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX ISIN#US06742A3059 3,100 38,316 0.03%
118 GENERAL ELECTRIC CO 3,026 78,343 0.07%
119 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX 3,000 32,880 0.03%
120 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX 3,000 34,920 0.03%
121 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,000 36,090 0.03%
122 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 04/28/15 MATY 4/28/2015 3,000 30,840 0.03%
123 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 04/28/15 MATY 4/28/2015 3,000 30,840 0.03%
124 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL MATY 5/29/2015 3,000 43,560 0.04%
125 BEACH ENERGY LTD SHS ISIN#AU000000BPT9 3,000 4,740 0.00%
126 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,000 36,090 0.03%
127 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 ISIN#US22539T8788 3,000 33,480 0.03%
128 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,000 36,090 0.03%
129 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 3,000 36,090 0.03%
130 BANK AMER CORP ACCELERATED RETURN NT LKD TO S&P 500 INDEX 3,000 47,280 0.04%
131 BANK AMER CORP LEVERAGED INDEX RETURN NTS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 3,000 38,400 0.03%
132 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD RUSSELL 2000 INDEX 3,000 34,440 0.03%
133 BANK AMER N A MARTKET PARTN CERT DEP LKD TO S&P 500 INDEX 3,000 47,970 0.04%
134 BARCLAYS BK PLC CAPPED LEVERAGED INDEX RETURN NTS LKD GLOBAL EQUITY BASKET ISIN#US06742A7845 3,000 35,130 0.03%
135 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX 3,000 34,920 0.03%
136 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 ISIN#US22539T8788 3,000 33,480 0.03%
137 BANK AMER CORP CURRENCY MKT INDEX TARGET TERM SECS LKD TO CHINESE RENMINBI RENMINBI US DOLLAR EXCGE RT 06/28/2016 3,000 28,950 0.02%
138 BANK AMER CORP CURRENCY MKT INDEX TARGET TERM SECS LKD TO CHINESE RENMINBI RENMINBI US DOLLAR EXCGE RT 06/28/2016 3,000 28,950 0.02%
139 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO GLOBAL EQUITY BSKT MTY 1/12/2015 3,000 33,180 0.03%
140 CREDIT SUISSE AG NASSAU BRH CAPPED LEVERAGED INDEX RETURN NTS LKD S&P 500 INDEX ISIN#US22539T4076 3,000 34,929 0.03%
141 COMPANHIA DE SANEAMENTO BASI 2,889 26,752 0.02%
142 SELECT SECTOR SPDR TR 2,851 166,755 0.14%
143 SELECT SECTOR SPDR TR 2,831 63,245 0.05%
144 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 2,800 35,120 0.03%
145 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 05/27/16 2,780 35,765 0.03%
146 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX 2,750 30,003 0.03%
147 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD S&P 500 INDEX 2,750 30,140 0.03%
148 HSBC USA INC CAPPED LEVERAGED INDEX RETURN NT LKD GLOBAL EQUITY 2,750 28,903 0.02%
149 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX MATY 4/24/2015 2,700 36,072 0.03%
150 HSBC USA INC CAPPED LEVERAGED INDEX NTS LKD PHLX HSG SECTOR 2,700 29,322 0.02%
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