Dark
Light
System
Institutional Investment Manager
Archford Capital Strategies, LLC
Archford Capital Strategies, LLC (CIK: 0001606609) incorporated in Delaware, located at 13 Wolf Creek Dr, Swansea, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001606609-14-000006) filed in 2014.10.01
#
Name
Shares
Value ($)
%
Options
Notes
101 AT&T INC 21,670 766,275 0.59%
102 AUTODESK INC 43 2,424 0.00%
103 AUTOMATIC DATA PROCESSING IN 25,607 2,030,122 1.57%
104 AVAGO TECHNOLOGIES LTD SHS 762 54,917 0.04%
105 AVAGO TECHNOLOGIES LTD SHS 25 1,801 0.00%
106 AXA SA 141 3,369 0.00%
107 Adr Imperial Tob Group Plc Spnsd Adr 30 2,698 0.00%
108 Alcatel Lucent Adr 49 174 0.00%
109 Allergan plc 12 2,030 0.00%
110 Allianz SE 89 1,483 0.00%
111 Amcor Ltd 58 2,283 0.00%
112 American Capital Agency 175 4,096 0.00%
113 Amr Corp Com Escrow Cusip 25 0 0.00%
114 Arris Group Inc 1,905 61,969 0.05%
115 Assa Abloy AB 48 1,220 0.00%
116 Atlas Copco AB 43 1,242 0.00%
117 BAIDU INC 136 25,406 0.02%
118 BAIDU INC 11 2,054 0.00%
119 BANCO BRADESCO S A 113 1,640 0.00%
120 BANCO SANTANDER SA 3,314 34,531 0.03%
121 BANK AMER CORP 3,337 51,301 0.04%
122 BANK AMER CORP ACCELERATED RETURN NT LKD TO S&P 500 INDEX 3,000 50,430 0.04%
123 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO GLOBAL EQUITY BSKT 17,200 221,260 0.17%
124 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO GLOBAL EQUITY BSKT MTY 01/26/2015 4,300 48,504 0.04%
125 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO GOLD SPOT PRICE 4,000 33,160 0.03%
126 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NT LKD TO S&P 500 INDEX 112,300 1,413,744 1.09%
127 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO GLOBAL EQUITY BSKT 5,000 62,550 0.05%
128 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO GLOBAL EQUITY BSKT MTY 1/12/2015 20,800 236,704 0.18%
129 BANK AMER CORP CAPPED LEVERAGED INDEX RETURN NTS LKD TO S&P 500 INDEX 23,275 274,412 0.21%
130 BANK AMER CORP CURRENCY LKD STEP UP NT LKD TO BSKT OF ASIAN CURRENCIES MATY 5/01/2015 1,000 8,750 0.01%
131 BANK AMER CORP CURRENCY LKD STEP UP NTS LKD TO BSKT ASIAN CURRENCIES EXP 07/25/14 12,700 113,792 0.09%
132 BANK AMER CORP CURRENCY MARKET INDEX TARGET TERM SEC LKD TO CHINESE RENMINBI US DOLLAR EXCHANGE 1,000 10,060 0.01%
133 BANK AMER CORP CURRENCY MKT INDEX TARGET TERM SECS LKD TO CHINESE RENMINBI RENMINBI US DOLLAR EXCGE RT 06/28/2016 8,500 81,770 0.06%
134 BANK AMER CORP ENHANCED MARKET LKD STEP UP NTS WITH BUFFER LKD TO DOW EXP 08/28/15 AVERAGE MTY 8/28/15 6,000 76,566 0.06%
135 BANK AMER CORP ENHANCED MKT LKD STEP UP NT LKD TO DOW JONES INDL AVG WITH (BUFFER) MATY 4/24/2015 5,550 71,373 0.06%
136 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW EXP 07/25/14 AVERAGE 4,500 61,470 0.05%
137 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW EXP 08/22/14 AVERAGE 1,000 15,092 0.01%
138 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW EXP 09/26/14 1,700 25,534 0.02%
139 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDL AVERAGW 3,000 38,859 0.03%
140 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVER MATY 5/22/2015 3,450 46,609 0.04%
141 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVERAGE 19,000 253,080 0.20%
142 BANK AMER CORP LEVERAGED INDEX RETURN NTS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 23,500 309,965 0.24%
143 BANK AMER CORP LOCK IN NTS LKD TO DOW JONES INDUSTRIAL AVERAGE EXP 02/02/16 9,500 116,565 0.09%
144 BANK AMER CORP MARKET INDEX TARGET TERM SEC LKD TO DOW JONES INDUSTRIAL EXP 04/02/18 1,500 18,285 0.01%
145 BANK AMER CORP MARKET INDEX TARGET TERM SEC LKD TO DOW JONES-UBS IDX EXCESS RETURN MTY 08/01/2016 2,000 19,440 0.02%
146 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVERAGE 9,000 143,190 0.11%
147 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 03/29/16 10,500 144,238 0.11%
148 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 2,500 33,525 0.03%
149 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL MATY 5/29/2015 3,000 44,550 0.03%
150 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS CMMODITY INDEX EXCESS RETURN 6,000 61,740 0.05%
Page 3 of 23