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Institutional Investment Manager
Archford Capital Strategies, LLC
Archford Capital Strategies, LLC (CIK: 0001606609) incorporated in Delaware, located at 13 Wolf Creek Dr, Swansea, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001606609-14-000007) filed in 2014.10.16
#
Name
Shares
Value ($)
%
Options
Notes
101 BANK AMER CORP ENHANCED MKT LKD STEP UP NT LKD TO DOW JONES INDL AVG WITH (BUFFER) MATY 4/24/2015 5,550 72 0.06%
102 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDL AVERAGW 3,000 39 0.03%
103 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVER MATY 5/22/2015 3,450 47 0.04%
104 BANK AMER CORP ENHANCED MKT LKD STEP UP NT WITH BUFFER LKD TO DOW JONES INDUSTRIAL AVERAGE 19,000 257 0.20%
105 BANK AMER CORP LEVERAGED INDEX RETURN NTS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 23,500 317 0.25%
106 BANK AMER CORP LOCK IN NTS LKD TO DOW JONES INDUSTRIAL AVERAGE EXP 02/02/16 9,500 119 0.09%
107 BANK AMER CORP MARKET INDEX TARGET TERM SEC LKD TO DOW JONES INDUSTRIAL EXP 04/02/18 1,500 19 0.02%
108 BANK AMER CORP MARKET INDEX TARGET TERM SEC LKD TO DOW JONES-UBS IDX EXCESS RETURN MTY 08/01/2016 2,000 19 0.02%
109 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVERAGE 9,000 146 0.12%
110 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 03/29/16 10,500 147 0.12%
111 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 2,500 34 0.03%
112 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL MATY 5/29/2015 3,000 45 0.04%
113 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS CMMODITY INDEX EXCESS RETURN 6,000 59 0.05%
114 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 03/29/16 2,500 24 0.02%
115 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY EXP 04/28/15 MATY 4/28/2015 25,600 251 0.20%
116 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY INDEX EXC RET MTY 6/30/15 1,000 10 0.01%
117 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 6/02/2015 6,800 67 0.05%
118 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE EXP 02/02/16 2,500 25 0.02%
119 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE MATY 6/30/2015 1,000 10 0.01%
120 BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE MTY 09/01/2016 1,000 10 0.01%
121 BANK AMER CORP MARKET INDEX TARGET TERMS SECS MATY 5/25/2018 2,000 27 0.02%
122 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 44,800 658 0.52%
123 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX 11,200 166 0.13%
124 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX EXP 05/22/15 2,500 37 0.03%
125 BANK AMER CORP MARKET LKD STEP UP NT LKD TO S&P 500 INDEX MATY 4/24/2015 8,600 121 0.10%
126 BANK AMER CORP MARKET LKD STEP UP NTS LKD TO S&P 500 INDEX EXP 07/24/15 8,500 122 0.10%
127 BANK AMER CORP MKT INDEX TARGET TERM SEC LKD TO S&P 500 INDEX EXP 07/28/17 3,700 51 0.04%
128 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 02/26/16 5,500 80 0.06%
129 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 04/29/16 26,290 353 0.28%
130 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 05/27/16 9,580 129 0.10%
131 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 06/24/16 2,500 37 0.03%
132 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG EXP 12/26/18 4,000 44 0.03%
133 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES INDL AVG MATY 1/29/2016 5,000 72 0.06%
134 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO DOW JONES UBS COMMODITY MATY 3/31/2015 1,000 10 0.01%
135 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO GLOBAL EQUITY BSKT EXP 06/30/17 3,460 41 0.03%
136 BANK AMER CORP MKT INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE 11/27/2015 5,996 60 0.05%
137 BANK AMER CORP MKT LKD STEP UP NT LKD TO S&P 500 INDEX EXP 04/24/15 2,600 37 0.03%
138 BANK AMER CORP MKT LKD STEP UP NT LKD TO S&P 500 INDEX MATY 1/26/2015 4,000 61 0.05%
139 BANK AMER CORP MKT LKD STEP UP NT LKD TO S&P 500 INDEX MTY 03/27/2015 2,220 31 0.02%
140 BANK AMER CORP MRKT INDEX TARGET TERM SECS LKD TO GOLD SPOT PRICE 1,000 11 0.01%
141 BANK AMER N A MARKET PARTICIPATION CD LKD TO DOW JONES INDUSTRIAL AVERAGE EXP 04/28/17 2,500 35 0.03%
142 BANK MONTREAL QUE 92 7 0.01%
143 BANK N S HALIFAX 17 1 0.00%
144 BARCLAYS PLC 1,832 27 0.02%
145 BARD C R INC 18 3 0.00%
146 BARINGS PARTN INVS TRUST 800 11 0.01%
147 BAXTER INTL INC 9,647 692 0.55%
148 BCE INC 6,137 262 0.21%
149 BEACH ENERGY LTD SHS ISIN#AU000000BPT9 3,000 4 0.00%
150 BERKLEY W R CORP 13 1 0.00%
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