Dark
Light
System
Institutional Investment Manager
Moors & Cabot, Inc.
Moors & Cabot, Inc. (CIK: 0001607239) incorporated in Massachusetts, located at One Federal St., Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004875) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC 190 279 0.05%
2 CHIPOTLE MEXICAN GRILL INC 484 204 0.03%
3 MOSAIC CO NEW 500 3 0.00% Call
4 BIOGEN INC 825 259 0.04%
5 PENNEY J C 1,000 1 0.00% Call
6 ISHARES TR 1,110 242 0.04%
7 SPDR S&P MIDCAP 400 ETF TR 1,322 372 0.06%
8 HUNTINGTON INGALLS INDS INC 1,388 212 0.04%
9 PALO ALTO NETWORKS INC 1,400 223 0.04%
10 DEERE & CO 1,500 2 0.00% Call
11 PAYPAL HLDGS INC 1,500 6 0.00% Call
12 DEERE & CO 1,500 2 0.00% Put
13 ALPHABET INC 1,534 1,225 0.20%
14 VANGUARD INDEX FDS 1,599 207 0.03%
15 CONSTELLATION BRANDS INC 1,637 270 0.05%
16 ISHARES TR 1,657 289 0.05%
17 VANGUARD INDEX FDS 1,701 208 0.03%
18 FEDEX CORP 1,847 321 0.05%
19 VANGUARD WORLD FD 1,923 231 0.04%
20 TESLA INC 1,935 392 0.07%
21 FORD MTR CO DEL 2,000 4 0.00% Call
22 LILLY ELI & CO 2,000 3 0.00% Put
23 FISERV INC 2,025 201 0.03%
24 THERMO FISHER SCIENTIFIC INC 2,158 344 0.06%
25 ISHARES TR 2,260 257 0.04%
26 ECOLAB INC 2,279 276 0.05%
27 AMAZON COM INC 2,315 1,939 0.32%
28 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 2,329 203 0.03%
29 MCCORMICK & CO INC 2,343 232 0.04%
30 VANGUARD INDEX FDS 2,347 203 0.03%
31 ISHARES TR 2,355 200 0.03%
32 ALIBABA GROUP HLDG LTD 2,451 261 0.04%
33 AGCO CORP 2,500 3 0.00% Call
34 VANGUARD INDEX FDS 2,582 289 0.05%
35 ISHARES TR 2,745 415 0.07%
36 EOG RES INC 2,751 266 0.04%
37 QUEST DIAGNOSTICS INC 2,753 234 0.04%
38 AMERICAN TOWER CORP NEW 2,800 316 0.05%
39 ANHEUSER BUSCH INBEV SA/NV 2,812 368 0.06%
40 GOLDMAN SACHS GROUP INC 2,889 465 0.08%
41 ENTERGY CORP NEW 2,897 225 0.04%
42 ALPHABET INC 2,933 2,285 0.38%
43 WYNN RESORTS LTD 2,975 290 0.05%
44 SQUARE INC 3,000 2 0.00% Call
45 ISHARES RUSSELL 1000 ETF 3,131 377 0.06%
46 NORTHERN TRUST 3,133 213 0.04%
47 CLOROX CO DEL 3,143 397 0.07%
48 LOCKHEED MARTIN CORP 3,145 754 0.13%
49 WELLTOWER INC 3,192 237 0.04%
50 CAPITAL ONE FINL CORP 3,196 230 0.04%
Page 1 of 11