Dark
Light
System
Institutional Investment Manager
Moors & Cabot, Inc.
Moors & Cabot, Inc. (CIK: 0001607239) incorporated in Massachusetts, located at One Federal St., Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004875) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 SPROTT PHYSICAL GOLD TRUST 64,410 706 0.12%
52 UNILEVER PLC 64,092 3,027 0.51%
53 DOW CHEM CO 62,380 3,230 0.54%
54 CARBO CERAMICS INC 61,800 674 0.11%
55 ENCANA CORP 60,996 634 0.11%
56 CHEVRON CORP NEW 59,918 6,170 1.03%
57 COLGATE PALMOLIVE CO 59,810 4,434 0.74%
58 INTL PAPER CO 59,728 2,871 0.48%
59 BRISTOL MYERS SQUIBB CO 59,656 3,222 0.54%
60 PENGROWTH ENERGY CORP 58,134 93 0.02%
61 SYNERON MEDICAL LTD 56,024 401 0.07%
62 FORD MTR CO DEL 55,877 674 0.11%
63 BANCO SANTANDER SA 54,983 244 0.04%
64 ALPS ETF TR 54,755 693 0.12%
65 MCDERMOTT INTL INC 54,700 278 0.05%
66 DU PONT E I DE NEMOURS & CO 54,431 3,631 0.61%
67 NIKE INC 53,224 2,811 0.47%
68 PEOPLES UNITED FINANCIAL INC 52,115 828 0.14%
69 CVS HEALTH CORP 51,896 4,616 0.77%
70 SEADRILL LIMITED 51,785 120 0.02%
71 RADISYS CORP COM 50,900 271 0.05%
72 AVX CORP NEW 50,267 697 0.12%
73 FREEPORT-MCMORAN INC 50,175 530 0.09%
74 CISCO SYS INC 49,771 1,579 0.26%
75 ONEOK PARTNERS LP 49,491 1,977 0.33%
76 EMERSON ELEC CO 49,079 2,664 0.45%
77 MYERS INDS INC COM 48,737 629 0.11%
78 CINCINNATI BELL, INCORPORATED. PFD CV DEP1/20 48,210 2,414 0.40%
79 VANECK ETF TRUST 47,592 2,104 0.35%
80 BOSTON SCIENTIFIC CORP 46,523 1,115 0.19%
81 MEDTRONIC PLC 46,432 4,014 0.67%
82 VANGUARD SPECIALIZED PORTFOL 46,393 3,893 0.65%
83 FRONTIER COMMUNICATIONS CORP 46,241 189 0.03%
84 ROYAL DUTCH SHELL PLC 46,043 2,313 0.39%
85 WEYERHAEUSER CO 45,796 1,461 0.24%
86 CORNING INC 45,756 1,085 0.18%
87 DISNEY WALT CO 45,230 4,212 0.70%
88 MOSAIC CO NEW 45,055 1,094 0.18%
89 CENTERPOINT ENERGY INC 44,981 1,050 0.18%
90 REGIONS FINANCIAL CORP NEW 44,839 446 0.07%
91 UNITED TECHNOLOGIES CORP 44,804 4,546 0.76%
92 NUSTAR ENERGY LP 44,693 2,217 0.37%
93 CREDIT SUISSE NASSAU BRH 44,257 957 0.16%
94 BANK NEW YORK MELLON CORP 43,935 1,753 0.29%
95 WELLS FARGO CO NEW 43,831 1,940 0.32%
96 GLAXOSMITHKLINE PLC 43,800 1,904 0.32%
97 MANULIFE FINL CORP 43,768 617 0.10%
98 DUKE ENERGY CORP NEW 43,278 3,462 0.58%
99 METLIFE INC 43,196 1,913 0.32%
100 LSB INDS INC COM 42,600 366 0.06%
Page 2 of 11