Dark
Light
System
Institutional Investment Manager
Moors & Cabot, Inc.
Moors & Cabot, Inc. (CIK: 0001607239) incorporated in Massachusetts, located at One Federal St., Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000526) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
201 SUNTRUST BKS INC 6,925 376 0.06%
202 ORASURE TECHNOLOGIES INC 43,000 378 0.06%
203 SPDR S&P MIDCAP 400 ETF TR 1,268 383 0.06%
204 ISHARES TR 2,681 387 0.06%
205 LINCOLN ELEC HLDGS INC 5,050 390 0.06%
206 ISHARES TR 3,131 390 0.06%
207 CAMDEN PROPERTY TRUS 4,688 394 0.06%
208 ISHARES TR 5,697 394 0.06%
209 MITSUBISHI UFJ FINL GROUP IN 66,005 401 0.07%
210 LUMEN TECHNOLOGIES INC 16,766 403 0.07%
211 REYNOLDS AMERICAN INC 7,262 405 0.07%
212 ANHEUSER BUSCH INBEV SA/NV 3,873 410 0.07%
213 CORPORATE OFFICE PPTYS TR 13,177 412 0.07%
214 SHIRE PLC 2,419 413 0.07%
215 ISHARES TR 3,805 414 0.07%
216 DIREXION SHS ETF TR 17,455 419 0.07%
217 OMNICOM GROUP INC 4,975 423 0.07%
218 POWERSHS GLOBAL WATER 20,524 424 0.07%
219 TRANSOCEAN LTD 29,169 427 0.07%
220 KVH INDS INC COM 35,950 430 0.07%
221 BARNES GROUP INC COM 9,028 431 0.07%
222 FORTINET INC 14,380 432 0.07%
223 DUNKIN BRANDS GROUP INC COM 8,278 432 0.07%
224 VANGUARD BD INDEX FDS 5,404 437 0.07%
225 APPLIED MATLS INC 13,695 440 0.07%
226 ASTRAZENECA PLC 16,228 441 0.07%
227 CELGENE CORP 3,808 442 0.07%
228 BANK N S HALIFAX 7,897 442 0.07%
229 BCE INC 10,223 443 0.07%
230 VANGUARD WORLD FD 3,634 443 0.07%
231 XYLEM INC 8,925 443 0.07%
232 CUMMINS INC 3,271 450 0.07%
233 OWENS ILL INC 25,850 450 0.07%
234 NVIDIA CORPORATION 4,206 450 0.07%
235 CBRE GROUP INC 14,275 451 0.07%
236 AVNET INC 9,536 454 0.07%
237 ENERGY TRANSFER L P 23,506 454 0.07%
238 AQUA AMERICA INC 15,104 455 0.07%
239 HSBC HLDGS PLC 11,590 463 0.08%
240 VANGUARD INDEX FDS 3,559 466 0.08%
241 LEGG MASON INC 15,695 470 0.08%
242 BB&T CORP 10,083 472 0.08%
243 EASTMAN CHEM CO 6,283 473 0.08%
244 SYNERON MEDICAL LTD 57,274 477 0.08%
245 MICROCHIP TECHNOLOGY INC. 7,500 481 0.08%
246 ISHARES TR 3,998 484 0.08%
247 ARCONIC INC 26,537 487 0.08%
248 YUM BRANDS INC 7,670 487 0.08%
249 KKR & CO L P DEL 31,654 488 0.08%
250 SEALED AIR CORP NEW 10,805 491 0.08%
Page 5 of 11