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Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 701 holdings with a total value of $142,531,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 TERADATA CORP DEL 13 0 0.00%
2 VIRNETX HLDG CORP 100 0 0.00%
3 BLACKBERRY LTD 40 0 0.00%
4 HALYARD HEALTH INC 4 0 0.00%
5 HARRIS CORP 3 0 0.00%
6 California Resources Corp 33 0 0.00%
7 VERITIV CORP 4 0 0.00%
8 CINTAS CORP 4 0 0.00%
9 ASTERIAS BIOTHERAPEUTICS INC COM SER A 2 0 0.00%
10 FLAGSTAR BANCORP INC 26 0 0.00%
11 Magnum Hunter Resources Corp 6 0 0.00%
12 PENGROWTH ENERGY CORP 55 0 0.00%
13 WESTERN UN CO 1 0 0.00%
14 SPDR SERIES TRUST 6 0 0.00%
15 TWITTER INC 13 0 0.00%
16 ORGANOVO HLDGS INC 30 0 0.00%
17 ZIX CORP 75 0 0.00%
18 LIBERTY TRIPADVISOR HLDGS INC COM SER A 4 0 0.00%
19 VECTRUS INC 1 0 0.00%
20 BLUCORA INC 10 0 0.00%
21 METLIFE INC 5 0 0.00%
22 STERIS PLC 3 0 0.00%
23 GLADSTONE CAPITAL CORP 3 0 0.00%
24 LINN ENERGY LLC UNIT LTD LIAB 2 0 0.00% PRN
25 UNISYS CORP 24 0 0.00%
26 ISHARES TR 2 0 0.00%
27 Essendant Inc Com 15 0 0.00%
28 EATON CORP PLC 2 0 0.00%
29 REMY INTL INC NEW 5 0 0.00%
30 ENZON PHARMACEUTICALS INC 200 0 0.00%
31 QLT INC 50 0 0.00%
32 HARMONIC INC 32 0 0.00%
33 QLOGIC CORP 20 0 0.00%
34 TOOTSIE ROLL INDS INC 10 0 0.00%
35 HRG GROUP INC 32 0 0.00%
36 NUANCE COMM 10 0 0.00%
37 MMA CAP MGMT LLC 40 0 0.00%
38 MARKET VECTORS ETF TR 0 0 0.00%
39 CIVEO CORP CDA 1 0 0.00%
40 GENERAL MTRS CO 1 0 0.00%
41 CHESAPEAKE ENERGY CORP 86 1,000 0.00%
42 TIME INC NEW 65 1,000 0.00%
43 MARTHA STEWART LIVING OMNIME 146 1,000 0.00%
44 Liberty Ventures 34 1,000 0.00%
45 LEGG MASON INC 20 1,000 0.00%
46 TAIWAN SEMICONDUCTOR MFG LTD 50 1,000 0.00%
47 BIO PATH HOLDINGS INC 800 1,000 0.00%
48 STARZ SERIES A 14 1,000 0.00%
49 SUNTRUST BKS INC 33 1,000 0.00%
50 ENERGY TRANSFER PRTNRS L P 22 1,000 0.00% PRN
Page 1 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001616026-15-000003, filed 2015.07.30).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.