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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,929 holdings with a total value of $268,460,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ITT Corp 4 0 0.00%
102 DINE BRANDS GLOBAL INC 2 0 0.00%
103 WMI HOLDINGS CORP. 5 0 0.00%
104 JANUS CAP GROUP INC 29 0 0.00%
105 Aaron's Inc 30 0 0.00%
106 AVID TECHNOLOGY 9 0 0.00%
107 RADIANT LOGISTICS INC 50 0 0.00%
108 AAR CORP COM 27 0 0.00%
109 AAON INC 36 0 0.00%
110 CIT GROUP INC 23 0 0.00%
111 B COMMUNICATIONS LTD 5 0 0.00%
112 NORTH ATLANTIC DRILLING LTD 0 0 0.00%
113 SERVICENOW INC 3 0 0.00%
114 KEYCORP 50 0 0.00%
115 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 14,596 0 0.00%
116 KINROSS GOLD CORP 544 0 0.00%
117 PEDEVCO CORP 35 0 0.00%
118 LXP INDUSTRIAL TRUST COM 100 0 0.00%
119 LIVE NATION, INC. 11 0 0.00%
120 Market Vector Junior 50 0 0.00%
121 MCCLATCHY CO 4 0 0.00%
122 MEI PHARMA INC 500 0 0.00%
123 MEREDITH CORP COM 11 0 0.00%
124 DOCUMENT SEC SYS INC COM 2,500 0 0.00%
125 BLDRS INDEX FUNDS TRUST DEVELOPED MKTS 100 ADR IDX FD 15 0 0.00%
126 COEUR MNG INC 26 0 0.00%
127 MID AMER APT CMNTYS INC 7 0 0.00%
128 VOYA FINANCIAL INC 2 0 0.00%
129 CAMBER ENERGY INC COM 40 0 0.00%
130 CNO FINL GROUP INC 41 0 0.00%
131 WHITEWAVE FOODS CO 25 0 0.00%
132 ISHARES TRUST CMBS ETF 7 0 0.00%
133 MURPHY OIL 30 0 0.00%
134 MV OIL TR 200 0 0.00%
135 NORTH AMERN ENERGY PARTNERS COM 19 0 0.00%
136 NIELSEN HLDGS PLC 1 0 0.00%
137 NATURAL RESOURCE PARTNERS 198 0 0.00%
138 CIVEO CORP CDA 320 0 0.00%
139 NAVIOS MARITIME PARTNERS L P 125 0 0.00%
140 SINA CORP 9 0 0.00%
141 ROBERT HALF INTL INC 20 0 0.00%
142 NEWPARK RES INC COM PAR $.01NEW 100 0 0.00%
143 NEWS CORPORATION NEW CLASS B 58 0 0.00%
144 ARBUTUS BIOPHARMA CORP 200 0 0.00%
145 Nomura Holdings Inc 10 0 0.00%
146 CENOVUS ENERGY INC 50 0 0.00%
147 LIBERTY GLOBAL PLC 8 0 0.00%
148 ISHARES TR 20 0 0.00%
149 NORTHERN TRUST 1 0 0.00%
150 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 66 0 0.00%
Page 3 of 39

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001420506-16-000708, filed 2016.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.