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Institutional Investment Manager
VERTEX CAPITAL ADVISORS, LLC
VERTEX CAPITAL ADVISORS, LLC (CIK: 0001619125). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q2)
Original 13F HR (0001140361-17-031577) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Quantum Materials Corp. 3,691,464 28,830 15.95%
2 YUME INC 5,492,596 25,815 14.28%
3 FINISAR CORP 919,241 23,882 13.21%
4 IMMERSION CORP 1,763,738 16,015 8.86%
5 BAZAARVOICE INC 3,079,000 15,241 8.43%
6 OCLARO INC 1,483,721 13,858 7.66%
7 SEACHANGE INTL INC 3,875,956 10,310 5.70%
8 MAXWELL TECHNOLOGIES INC 1,690,425 10,126 5.60%
9 NUMEREX CORP PA 1,881,394 9,275 5.13%
10 SERVICESOURCE INTL 1,669,711 6,478 3.58%
11 A10 NETWORKS 658,933 5,561 3.08%
12 MATTERSIGHT CORP COM 1,249,443 3,186 1.76%
13 SUPPORT COM INC 1,083,531 2,525 1.40%
14 HARTE-HANKS INC 2,205,492 2,272 1.26%
15 IXYS Corporation 137,949 2,269 1.25%
16 MARIN SOFTWARE INC 1,000,000 1,300 0.72%
17 CYPRESS SEMICONDUCTOR CORP 90,656 1,237 0.68%
18 CVR PARTNERS LP 268,807 938 0.52%
19 REALNETWORKS INC 98,253 425 0.24%
20 IEC Electronics Corp 104,651 377 0.21%
21 EGAIN CORP 196,043 323 0.18%
22 DRIVE SHACK INC 68,566 216 0.12%
23 SERVICESOURCE INTL 45,000 175 0.10% Call
24 ENERGY FOCUS INC COM NEW 34,100 90 0.05%
25 BRIGHTCOVE INC COM 12,000 74 0.04%