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Institutional Investment Manager
MISSION WEALTH MANAGEMENT, LLC
MISSION WEALTH MANAGEMENT, LLC (CIK: 0001645382). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001085146-17-001194) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 DBX ETF TR 2,305,965 68,234 13.27%
2 SPDR SER TR 1,096,675 37,430 7.28%
3 SPDR SERIES TRUST 1,000,476 30,625 5.96%
4 VANGUARD INTL EQUITY INDEX F 404,069 16,050 3.12%
5 VANGUARD INDEX FDS 325,701 31,062 6.04%
6 ISHARES TR 310,190 36,078 7.02%
7 ISHARES MSCI EAFE SMALL CAP IDX FD 286,677 15,521 3.02%
8 WISDOMTREE TR 263,736 13,116 2.55%
9 VANGUARD INDEX FDS 249,993 30,414 5.91%
10 VANGUARD BD INDEX FDS 228,285 18,509 3.60%
11 VANGUARD INDEX FDS 181,930 22,072 4.29%
12 VANGUARD INTL EQUITY INDEX F 121,547 6,474 1.26%
13 VANGUARD INDEX FDS 99,526 13,265 2.58%
14 VANGUARD INDEX FDS 97,186 8,027 1.56%
15 ISHARES TR 91,131 5,677 1.10%
16 APPLIED MATLS INC 90,987 3,539 0.69%
17 APPLE INC 80,825 11,611 2.26%
18 ISHARES TR 71,179 7,755 1.51%
19 ISHARES TR 63,482 3,679 0.72%
20 WELLS FARGO & CO NEW 58,779 3,272 0.64%
21 WISDOMTREE TR 57,649 4,781 0.93%
22 SPDR SERIES TRUST 47,832 1,766 0.34%
23 GENERAL ELECTRIC CO 44,992 1,341 0.26%
24 MICROSOFT CORP 43,118 2,840 0.55%
25 HOME DEPOT INC 36,028 5,290 1.03%
26 MERCK & CO INC 34,164 2,171 0.42%
27 PFIZER INC 32,791 1,122 0.22%
28 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 31,559 200 0.04%
29 VERIZON COMMUNICATIONS INC 31,357 1,529 0.30%
30 VANGUARD WHITEHALL FDS 31,345 2,434 0.47%
31 SCHWAB INTERNATIONAL EQUITY ETF 31,223 933 0.18%
32 CATHAY GEN BANCORP 30,757 1,159 0.23%
33 JOHNSON & JOHNSON 28,358 3,532 0.69%
34 BERKSHIRE HATHAWAY INC DEL 27,740 4,624 0.90%
35 EXXON MOBIL CORP 27,703 2,272 0.44%
36 INTL PAPER CO 27,518 1,397 0.27%
37 EATON VANCE TAX-MANAGED GLOBAL COM 27,214 232 0.05%
38 VANGUARD TAX-MANAGED FDS 27,029 1,062 0.21%
39 SPDR SERIES TRUST 27,000 719 0.14%
40 AT&T INC 26,518 1,102 0.21%
41 ISHARES TR 26,150 1,030 0.20%
42 INTEL CORP 26,110 942 0.18%
43 WISDOMTREE TR 26,062 1,065 0.21%
44 BANCO SANTANDER SA 25,682 156 0.03%
45 ISHARES TR 24,401 2,805 0.55%
46 JPMORGAN CHASE & CO 24,249 783 0.15%
47 PROCTER AND GAMBLE CO 23,979 2,154 0.42%
48 SYNTHETIC BIOLOGICS INCORPORATED 23,180 15 0.00%
49 CISCO SYS INC 22,116 748 0.15%
50 AVON PRODS INC 21,408 94 0.02%
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