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Institutional Investment Manager
Ken Stern & Associates, Inc.
Ken Stern & Associates, Inc. (CIK: 0001653168) incorporated in California, located at 3655 Nobel Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001653168-16-000025) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBVIE INC 7,317 462 0.32%
2 AETNA INC NEW 3,607 416 0.29%
3 AIR LEASE CORP 8,724 249 0.17%
4 ALPHABET INC 940 756 0.52%
5 ALPS ETF TR 16,001 203 0.14%
6 AMAZON COM INC 702 588 0.41%
7 ANNALY CAP MGMT INC 18,614 195 0.13%
8 APPLE INC 12,092 1,367 0.94%
9 BLACKSTONE GROUP L P 14,152 361 0.25%
10 CAMDEN PROPERTY TRUS 3,852 323 0.22%
11 CAPITAL ONE FINL CORP 6,834 491 0.34%
12 CHEVRON CORP NEW 7,412 763 0.53%
13 CHUBB LIMITED 2,225 280 0.19%
14 CISCO SYS INC 14,491 460 0.32%
15 CITRIX SYS INC 6,878 586 0.40%
16 CLAYMORE EXCHANGE TRD FD TR 25,063 534 0.37%
17 CLAYMORE EXCHANGE TRD FD TR 24,752 537 0.37%
18 CLAYMORE EXCHANGE TRD FD TR 19,989 453 0.31%
19 CLAYMORE EXCHANGE TRD FD TR 24,647 527 0.36%
20 CONOCOPHILLIPS 5,346 232 0.16%
21 CORNING INC 18,667 441 0.30%
22 CVS HEALTH CORP 4,056 361 0.25%
23 DELTA AIRLINES INC DEL 9,470 373 0.26%
24 DISNEY WALT CO 3,423 318 0.22%
25 DUKE ENERGY CORP NEW 4,315 345 0.24%
26 ENERGY TRANSFER PRTNRS L P 7,103 263 0.18%
27 EXXON MOBIL CORP 5,754 502 0.35%
28 FIRST TR EXCHANGE TRADED FD 11,894 225 0.16%
29 GOLDMAN SACHS ETF TR 7,959 347 0.24%
30 HALLIBURTON CO 8,163 366 0.25%
31 HOST HOTELS & RESORTS INC 13,718 214 0.15%
32 ILLINOIS TOOL WKS INC 5,955 714 0.49%
33 INTEL CORP 14,199 536 0.37%
34 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 2,141 238 0.16%
35 ISHARES 7-10 YEAR TREASURY BOND ETF 87,761 9,819 6.78%
36 ISHARES RUSSELL 1000 ETF 6,134 739 0.51%
37 ISHARES RUSSELL 2000 GROWTH ETF 63,309 9,427 6.51%
38 ISHARES TR 4,873 203 0.14%
39 ISHARES TR 1,900 261 0.18%
40 ISHARES TR 40,539 8,820 6.09%
41 ISHARES TR 9,033 372 0.26%
42 ISHARES TR 73,741 5,705 3.94%
43 ISHARES TR 52,776 5,574 3.85%
44 ISHARES TR 2,480 314 0.22%
45 ISHARES TR 2,030 253 0.17%
46 ISHARES TR 1,175 340 0.23%
47 ISHARES TR 3,410 205 0.14%
48 Ishares - Japan 10,586 133 0.09%
49 JOHNSON & JOHNSON 10,431 1,232 0.85%
50 JPMORGAN CHASE & CO 8,525 568 0.39%
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