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Institutional Investment Manager
Ken Stern & Associates, Inc.
Ken Stern & Associates, Inc. (CIK: 0001653168) incorporated in California, located at 3655 Nobel Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001653168-16-000025) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD BD INDEX FDS 178,136 15,615 10.78%
2 SELECT SECTOR SPDR TR 133,624 7,110 4.91%
3 SPDR SER TR 124,037 5,243 3.62%
4 SELECT SECTOR SPDR TR 121,257 7,079 4.89%
5 SCHWAB US DIVIDEND EQUITY ETF 119,824 5,070 3.50%
6 VANGUARD BD INDEX FDS 97,764 8,226 5.68%
7 ISHARES 7-10 YEAR TREASURY BOND ETF 87,761 9,819 6.78%
8 SELECT SECTOR SPDR TR 86,490 6,923 4.78%
9 NUVEEN PREFERRED SECURITIES 74,383 713 0.49%
10 ISHARES TR 73,741 5,705 3.94%
11 ISHARES RUSSELL 2000 GROWTH ETF 63,309 9,427 6.51%
12 VANGUARD WORLD FD 58,763 7,073 4.88%
13 ISHARES TR 52,776 5,574 3.85%
14 ISHARES TR 40,539 8,820 6.09%
15 VANGUARD WORLD FD 38,694 5,142 3.55%
16 CLAYMORE EXCHANGE TRD FD TR 25,063 534 0.37%
17 CLAYMORE EXCHANGE TRD FD TR 24,752 537 0.37%
18 CLAYMORE EXCHANGE TRD FD TR 24,647 527 0.36%
19 VANGUARD INDEX FDS 22,518 4,474 3.09%
20 CLAYMORE EXCHANGE TRD FD TR 19,989 453 0.31%
21 CORNING INC 18,667 441 0.30%
22 ANNALY CAP MGMT INC 18,614 195 0.13%
23 MICRON TECHNOLOGY INC 16,809 299 0.21%
24 ALPS ETF TR 16,001 203 0.14%
25 PPL CORP 15,210 526 0.36%
26 CISCO SYS INC 14,491 460 0.32%
27 INTEL CORP 14,199 536 0.37%
28 BLACKSTONE GROUP L P 14,152 361 0.25%
29 HOST HOTELS & RESORTS INC 13,718 214 0.15%
30 VERIZON COMMUNICATIONS INC 13,618 708 0.49%
31 APPLE INC 12,092 1,367 0.94%
32 UNITED STATES OIL FUND LP 12,016 131 0.09%
33 FIRST TR EXCHANGE TRADED FD 11,894 225 0.16%
34 QUALCOMM INC 11,413 782 0.54%
35 SPDR SERIES TRUST 10,782 493 0.34%
36 SPDR SERIES TRUST 10,606 306 0.21%
37 Ishares - Japan 10,586 133 0.09%
38 JOHNSON & JOHNSON 10,431 1,232 0.85%
39 PFIZER INC 9,590 325 0.22%
40 DELTA AIRLINES INC DEL 9,470 373 0.26%
41 ISHARES TR 9,033 372 0.26%
42 AIR LEASE CORP 8,724 249 0.17%
43 WELLS FARGO & CO NEW 8,721 386 0.27%
44 MADDEN STEVEN LTD COM 8,587 297 0.21%
45 POWERSHARES ETF TRUST 8,543 800 0.55%
46 JPMORGAN CHASE & CO 8,525 568 0.39%
47 HALLIBURTON CO 8,163 366 0.25%
48 GOLDMAN SACHS ETF TR 7,959 347 0.24%
49 CHEVRON CORP NEW 7,412 763 0.53%
50 UNDER ARMOUR INC 7,321 283 0.20%
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