Dark
Light
System
Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001085146-16-004408) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
151 NUVEEN PFD INCOME OPPORTUN 11,950 114 0.05%
152 NUVEEN AMT FREE MUN CR INC F 11,687 170 0.07%
153 SPDR SERIES TRUST 11,652 457 0.20%
154 SONUS NETWORKS INC 11,460 90 0.04%
155 Neo Performance Materials 11,400 4 0.00%
156 LINN ENERGY LLC UNIT LTD LIAB 11,199 124 0.05%
157 GILEAD SCIENCES INC 11,104 1,090 0.47%
158 Lloyds Banking Group Plc 11,070 52 0.02%
159 COLUMBIA BKG SYS INC COM 11,059 320 0.14%
160 JOHNSON CTLS INTL PLC 10,196 514 0.22%
161 DOW CHEM CO 10,164 488 0.21%
162 U.S. GEOTHERMAL INC 10,000 5 0.00%
163 BANK HAWAII CORP 10,000 612 0.26%
164 POWERSHS DB US DOLLAR INDEX 10,000 260 0.11% Call
165 MELCO ENTMT ADR 9,695 208 0.09%
166 ABBOTT LABS 9,599 445 0.19%
167 AQUA AMERICA INC 9,054 239 0.10%
168 ISHARES TR 8,981 1,007 0.43%
169 CONOCOPHILLIPS 8,919 555 0.24%
170 DANAHER CORP DEL 8,902 756 0.32%
171 REALTY INCOME CORP 8,825 455 0.19%
172 COMCAST CORP NEW 8,720 492 0.21%
173 BROOKDALE SR LIVING INC 8,550 323 0.14%
174 ALIBABA GROUP HLDG LTD 8,523 709 0.30%
175 SPDR S&P MIDCAP 400 ETF TR 8,503 2,357 1.01%
176 MERCK & CO INC 8,462 486 0.21%
177 AMERIGAS PARTNERS L P 8,158 389 0.17%
178 ALTRIA GROUP INC 8,022 401 0.17%
179 SPDR GOLD TR 8,000 958 0.41% Call
180 MICRON TECHNOLOGY INC 7,625 207 0.09%
181 TWITTER INC 7,404 371 0.16%
182 NORDSTROM INC 7,320 588 0.25%
183 JOHNSON & JOHNSON 7,277 732 0.31%
184 ISHARES TR 7,134 810 0.35%
185 KAYNE ANDERSON MLP INVT CO 7,039 250 0.11%
186 BP PLC 7,000 259 0.11% Put
187 MCDONALDS CORP 6,926 675 0.29%
188 VANGUARD INDEX FDS 6,904 846 0.36%
189 CMS ENERGY CORP 6,565 229 0.10%
190 BROADCOM CORP CL A 6,450 279 0.12%
191 GLAXOSMITHKLINE PLC 6,432 297 0.13%
192 VANGUARD SPECIALIZED FUNDS 6,291 506 0.22%
193 DU PONT E I DE NEMOURS & CO 6,225 445 0.19%
194 HCP INC 6,125 265 0.11%
195 DISNEY WALT CO 6,000 640 0.27% Call
196 SOUTHERN CO 5,990 265 0.11%
197 ORACLE CORP 5,736 248 0.11%
198 VANGUARD SCOTTSDALE FDS 5,720 349 0.15%
199 UNION PAC CORP 5,702 618 0.26%
200 PLUM CREEK TIMBER 5,611 244 0.10%
Page 4 of 6