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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000244) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
1 Vanguard Natural Res LLC 26,122 18 0.01%
2 UQM TECHNOLOGIES INC COM 43,378 19 0.01%
3 WESTPORT FUEL SYSTEMS INC 21,900 25 0.01%
4 MANNKIND CORP. 47,262 30 0.01%
5 GENWORTH FINL INC 13,600 52 0.02%
6 Ferrellgas Partners LP 10,277 70 0.02%
7 OCWEN FINL CORP 13,250 71 0.02%
8 PUTNAM MASTER INTER INCOME T 16,598 77 0.03%
9 NUVEEN MULTI MKT INCOME FD 12,481 91 0.03%
10 WESTERN ASSET INTER MUNI FD 10,206 97 0.03%
11 OCH ZIFF CAP MGMT GROUP 30,085 100 0.03%
12 DREYFUS STRATEGIC MUNS INCORPORATED 13,000 109 0.04%
13 CALAMOS STRATEGIC TOTL RETN 10,700 110 0.04%
14 NUVEEN PFD INCOME OPPORTUN 11,950 118 0.04%
15 TEMPLETON EMERGING COM 12,136 132 0.04%
16 WEATHERFORD INTL PLC 28,784 144 0.05%
17 FRONTIER COMMUNICATIONS CORP 45,271 153 0.05%
18 NEW MOUNTAIN FINANCE CORP COM 11,000 155 0.05%
19 PUTNAM MUN OPPORTUNITIES TR 13,172 157 0.05%
20 SONUS NETWORKS INC 26,636 168 0.06%
21 Onebeacon Insurance 10,573 170 0.06%
22 TITAN INTL INC ILL COM 15,205 170 0.06%
23 PETROBRAS ARGENTINA S A 24,696 173 0.06%
24 CALAMOS CONV OPPORTUNITIES & 17,225 174 0.06%
25 INVESCO TR INVT GRADE MUNS 14,070 179 0.06%
26 PROSPECT CAPITAL CORPORATION 22,154 185 0.06%
27 EATON VANCE LTD DURATION INC 14,115 194 0.06%
28 ISHARES TR 1,646 200 0.07%
29 RAYTHEON CO 1,416 201 0.07%
30 TWITTER INC 12,523 204 0.07%
31 BROADCOM LTD 1,156 204 0.07%
32 ARALEZ PHARMACEUTICALS INC 47,100 208 0.07%
33 HANCOCK JOHN INCOME SECS TR 14,925 209 0.07%
34 ISHARES TR 1,794 210 0.07%
35 MEDTRONIC PLC 2,970 212 0.07%
36 Energy Transfer Partners, L.P. 5,948 213 0.07%
37 KRAFT HEINZ CO 2,462 215 0.07%
38 PLAINS ALL AMERN PIPELINE L 6,724 217 0.07%
39 STEALTHGAS INC SHS 64,625 218 0.07%
40 AEMETIS INC 159,227 221 0.07%
41 KIMBERLY CLARK CORP 1,953 223 0.07%
42 MYLAN N V 5,872 224 0.07%
43 ISHARES TR 2,631 228 0.08%
44 SALESFORCE COM INC 3,344 229 0.08%
45 CELGENE CORP 1,989 230 0.08%
46 FORTIVE CORP 4,394 236 0.08%
47 MACYS INC 6,624 237 0.08%
48 SPECIAL OPPORTUNITIES FUND INC COM 17,369 237 0.08%
49 UNITED PARCEL SERVICE INC 2,088 239 0.08%
50 UNITED TECHNOLOGIES CORP 2,188 240 0.08%
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