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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000244) filed in 2017.02.02
#
Name
Shares
Value ($)
%
Options
Notes
101 SCHWAB US AGGREGATE BOND ETF 6,481 334 0.11%
102 SPDR SER TR 7,077 336 0.11%
103 PEPSICO INC 3,216 337 0.11%
104 BOFI HLDG INCORPORATED 11,975 342 0.11%
105 TIME WARNER INC 3,547 342 0.11%
106 WESTERN ASSET MTG DEFINED OP 15,074 344 0.11%
107 VANGUARD WHITEHALL FDS INC 4,450 345 0.11%
108 CHESAPEAKE ENERGY CORP 49,837 350 0.12%
109 FORTRESS INVESTMENT GROUP LL 73,095 355 0.12%
110 HANCOCK JOHN PFD INCOME FD 17,450 355 0.12%
111 SPDR GOLD TR 3,249 356 0.12%
112 KAYNE ANDERSON MLP INVT CO 18,667 365 0.12%
113 BLACKROCK CORE BD TR 28,150 366 0.12%
114 BLACKROCK MUNI N Y INTER DUR 27,000 366 0.12%
115 ISHARES TR 2,529 367 0.12%
116 MASTERCARD INCORPORATED 3,637 376 0.12%
117 TEVA PHARMACEUTICAL INDS LTD 10,406 377 0.13%
118 ISHARES TR 3,126 389 0.13%
119 CONOCOPHILLIPS 7,788 390 0.13%
120 VANGUARD SCOTTSDALE FDS 6,406 390 0.13%
121 JOHNSON CTLS INTL PLC 9,493 391 0.13%
122 SCHWAB U.S. LARGE-CAP VALUE ETF 8,240 396 0.13%
123 ROYAL DUTCH SHELL PLC 6,855 397 0.13%
124 DOUBLELINE INCOME SOLUTIONS 20,940 398 0.13%
125 GERDAU S A 128,196 403 0.13%
126 MFS MULTIMARKET INCOME TR 67,656 410 0.14%
127 AMERICAN EXPRESS CO 5,569 413 0.14%
128 SCHWAB US TIPS ETF 7,601 417 0.14%
129 GREEN PLAINS PARTNERS LP 21,340 423 0.14%
130 UNITEDHEALTH GROUP INC 2,651 424 0.14%
131 MFA FINANCIAL INC COM 56,325 430 0.14%
132 CLOROX CO DEL 3,583 430 0.14%
133 ENTERPRISE PRODS PARTNERS L 16,164 437 0.14%
134 WELLS FARGO CO NEW 7,961 439 0.15%
135 EATON CORP PLC 6,579 441 0.15%
136 OMEROS CORP 44,558 442 0.15%
137 KINDER MORGAN INC DEL 21,485 445 0.15%
138 VANGUARD SCOTTSDALE FDS 5,667 450 0.15%
139 POWERSHARES ETF TRUST 31,590 455 0.15%
140 VANGUARD INTL EQUITY INDEX F 4,910 462 0.15%
141 FIRST TR ABERDEEN GLBL OPP F 41,416 462 0.15%
142 MAIDEN HOLDINGS LTD 26,656 465 0.15%
143 BANK MONTREAL QUE 6,494 467 0.15%
144 NETFLIX INC 3,792 469 0.16%
145 BLACKROCK FLOATING RATE INCO 33,350 470 0.16%
146 EQUIFAX INC 4,000 473 0.16%
147 CBS CORP NEW 7,450 474 0.16%
148 ORCHID IS CAP INC 44,082 477 0.16%
149 COMPANHIA DE SANEAMENTO BASI 55,035 478 0.16%
150 ORACLE CORP 12,568 483 0.16%
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