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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 297 holdings with a total value of $255,270,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 ISHARES TR 12,707 1,448,000 0.57%
252 CISCO SYS INC 50,832 1,452,000 0.57%
253 ABBVIE INC 23,604 1,461,000 0.57%
254 VANGUARD SCOTTSDALE FDS 16,498 1,475,000 0.58%
255 BRISTOL MYERS SQUIBB CO 20,625 1,514,000 0.59%
256 BERKSHIRE HATHAWAY INC DEL 7 1,519,000 0.60%
257 JPMORGAN CHASE & CO 25,422 1,582,000 0.62%
258 FORD MTR CO DEL 127,003 1,601,000 0.63%
259 PFIZER INC 46,909 1,654,000 0.65%
260 VANGUARD INDEX FDS 16,526 1,688,000 0.66%
261 PROCTER AND GAMBLE CO 20,707 1,751,000 0.69%
262 PHILIP MORRIS INTL INC 18,013 1,828,000 0.72%
263 INTEL CORP 57,578 1,883,000 0.74%
264 BOEING CO 14,558 1,888,000 0.74%
265 ISHARES TR 47,793 1,907,000 0.75%
266 ISHARES TR 26,145 1,944,000 0.76%
267 MICROSOFT CORP 38,053 1,949,000 0.76%
268 ISHARES TR 35,134 1,958,000 0.77%
269 FACEBOOK INC 18,163 2,070,000 0.81%
270 POWERSHARES QQQ TRUST 19,447 2,089,000 0.82%
271 VERIZON COMMUNICATIONS INC 38,024 2,124,000 0.83%
272 DISNEY WALT CO 22,781 2,231,000 0.87%
273 VANGUARD INDEX FDS 21,284 2,280,000 0.89%
274 CHEVRON CORP NEW 22,909 2,400,000 0.94%
275 ISHARES MSCI EAFE SMALL CAP IDX FD 50,379 2,437,000 0.95%
276 POWERSHARES ETF TRUST 27,297 2,472,000 0.97%
277 VANGUARD INDEX FDS 22,071 2,558,000 1.00%
278 ALTRIA GROUP INC 37,281 2,570,000 1.01%
279 VANGUARD BD INDEX FDS 32,127 2,598,000 1.02%
280 ISHARES TR 51,971 2,696,000 1.06%
281 VANGUARD INDEX FDS 31,293 2,778,000 1.09%
282 FIRST TR LRGE CP CORE ALPHA 62,094 2,800,000 1.10%
283 VANGUARD INDEX FDS 23,781 2,946,000 1.15%
284 PPL CORP 78,716 2,974,000 1.17%
285 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 94,281 3,129,000 1.23%
286 EXXON MOBIL CORP 35,128 3,292,000 1.29%
287 UNITED PARCEL SERVICE INC 30,618 3,298,000 1.29%
288 ISHARES TR 32,951 3,400,000 1.33%
289 JOHNSON & JOHNSON 31,430 3,805,000 1.49%
290 VANGUARD INDEX FDS 46,539 3,947,000 1.55%
291 GENERAL ELECTRIC CO 126,464 3,978,000 1.56%
292 ISHARES TR 42,341 4,251,000 1.67%
293 APPLE INC 52,811 5,051,000 1.98%
294 AT&T INC 122,312 5,285,000 2.07%
295 ISHARES TR 52,233 5,890,000 2.31%
296 SPDR S&P 500 ETF TR 29,974 6,272,000 2.46%
297 VANGUARD INDEX FDS 62,099 6,654,000 2.61%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004227, filed 2016.08.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.