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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004227) filed in 2016.08.10
#
Name
Shares
Value ($)
%
Options
Notes
151 PROSPECT CAPITAL CORPORATION 10,000 10 0.00% PRN
152 E M C CORP MASS COM 9,975 271 0.11%
153 PRUDENTIAL FINL INC 9,916 707 0.28%
154 PEPSICO INC 9,741 1,032 0.40%
155 MICROCHIP TECHNOLOGY 9,736 495 0.19%
156 POWERSHARES ETF TR II 9,489 404 0.16%
157 CVS HEALTH CORP 9,459 903 0.35%
158 VANGUARD SCOTTSDALE FDS 9,430 761 0.30%
159 KIMBERLY CLARK CORP 9,403 1,291 0.51%
160 HANCOCK JOHN PFD INCOME FD 9,382 213 0.08%
161 VANGUARD WHITEHALL FDS 9,301 663 0.26%
162 BCE INC 9,107 430 0.17%
163 DUKE ENERGY CORP NEW 9,087 783 0.31%
164 BP PLC 9,072 322 0.13%
165 ISHARES TR 8,979 308 0.12%
166 ISHARES TR 8,933 453 0.18%
167 JPMORGAN CHASE & CO 8,653 274 0.11%
168 EXELON CORP 8,557 312 0.12%
169 QUALCOMM INC 8,554 459 0.18%
170 VANGUARD INTL EQUITY INDEX F 8,492 398 0.16%
171 LINCOLN NATL CORP IND 8,482 330 0.13%
172 VALERO ENERGY CORP NEW 8,357 427 0.17%
173 HSBC HLDGS PLC 8,271 258 0.10%
174 GENERAL MLS INC 8,174 582 0.23%
175 CELGENE CORP 8,040 793 0.31%
176 ROYAL DUTCH SHELL PLC 7,814 433 0.17%
177 VANGUARD TAX-MANAGED FDS 7,540 265 0.10%
178 ISHARES TR 7,451 636 0.25%
179 FIRST TR EXCHANGE TRADED FD 7,426 374 0.15%
180 UNDER ARMOUR INC 7,415 296 0.12%
181 VANGUARD INDEX FDS 7,336 908 0.36%
182 UNILEVER PLC 7,332 352 0.14%
183 SELECT SECTOR SPDR TR 7,297 404 0.16%
184 SPDR INDEX SHS FDS 7,184 253 0.10%
185 HOME DEPOT INC 7,123 907 0.36%
186 REYNOLDS AMERICAN INC 7,010 377 0.15%
187 ISHARES 20 YEAR TREASURY BOND ETF 6,880 957 0.37%
188 UNDER ARMOUR INC 6,780 248 0.10%
189 SELECT SECTOR SPDR TR 6,744 292 0.11%
190 BERKSHIRE HATHAWAY INC DEL 6,701 966 0.38%
191 CATERPILLAR INC 6,684 509 0.20%
192 PUBLIC SVC ENTERPRISE GRP IN 6,656 310 0.12%
193 UNION PAC CORP 6,583 575 0.23%
194 WALGREENS BOOTS ALLIANCE INC 6,517 541 0.21%
195 DELTA AIRLINES INC DEL 6,489 236 0.09%
196 VANGUARD MALVERN FDS 6,477 318 0.12%
197 INTERNATIONAL BUSINESS MACHS 6,366 968 0.38%
198 COLGATE PALMOLIVE CO 6,337 466 0.18%
199 BAXTER INTL INC 6,324 284 0.11%
200 CONAGRA BRANDS INC 6,279 300 0.12%
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