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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
151 SCHLUMBERGER LTD 5,488 457 0.15%
152 AMERICAN ELEC PWR INC 7,241 458 0.15%
153 ISHARES TR 5,639 463 0.15%
154 NIKE INC 9,068 466 0.16%
155 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 17,229 468 0.16%
156 VANGUARD BD INDEX FDS 5,700 472 0.16%
157 ISHARES TR 3,979 476 0.16%
158 CONSTELLATION BRANDS INC 3,114 478 0.16%
159 SPDR SER TR 10,220 490 0.16%
160 ISHARES TR 3,950 493 0.16%
161 MONDELEZ INTL INC 11,171 495 0.17%
162 ROYAL DUTCH SHELL PLC 8,547 497 0.17%
163 PIMCO ETF TR 9,500 498 0.17%
164 ISHARES TR 8,146 498 0.17%
165 ISHARES 7-10 YEAR TREASURY BOND ETF 4,808 503 0.17%
166 LILLY ELI & CO 6,924 510 0.17%
167 SPDR DOW JONES REIT ETF 5,516 514 0.17%
168 LOCKHEED MARTIN CORP 2,089 516 0.17%
169 ISHARES TR 5,000 525 0.18%
170 CURRENCYSHS BRIT POUND STER 4,376 526 0.18%
171 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 21,741 529 0.18%
172 ISHARES TR 4,374 534 0.18%
173 POWERSHARES ETF TR II 12,948 536 0.18%
174 ORACLE CORP 14,051 539 0.18%
175 NETFLIX INC 4,349 540 0.18%
176 WALGREENS BOOTS ALLIANCE INC 6,566 542 0.18%
177 SELECT SECTOR SPDR TR 11,330 549 0.18%
178 QUALCOMM INC 8,434 550 0.18%
179 NEXTERA ENERGY INC 4,615 552 0.18%
180 FIRST TR LRG CP VL ALPHADEX 11,775 553 0.18%
181 ISHARES TR 5,030 555 0.19%
182 VANECK ETF TRUST 26,745 559 0.19%
183 ISHARES TR 10,872 564 0.19%
184 VANGUARD WORLD FDS 4,398 564 0.19%
185 CATERPILLAR INC 6,097 565 0.19%
186 LINCOLN NATL CORP IND 8,728 581 0.19%
187 AUTOZONE INC 737 582 0.19%
188 ALPS ETF TR 46,240 586 0.20%
189 FIRST TR LRG CP GRWTH ALPHAD 12,083 592 0.20%
190 UNITED TECHNOLOGIES CORP 5,446 598 0.20%
191 DUKE ENERGY CORP NEW 7,708 599 0.20%
192 CVS HEALTH CORP 7,623 604 0.20%
193 SPDR GOLD TR 5,627 617 0.21%
194 ISHARES TR 6,979 618 0.21%
195 SCHWAB INTERNATIONAL EQUITY ETF 22,417 619 0.21%
196 METLIFE INC 11,519 621 0.21%
197 PRUDENTIAL FINL INC 6,020 622 0.21%
198 GENERAL MLS INC 10,093 623 0.21%
199 ALPHABET INC 817 632 0.21%
200 VANGUARD STAR FDS 14,155 650 0.22%
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