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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
201 UNION PAC CORP 6,358 660 0.22%
202 KIMBERLY CLARK CORP 5,941 673 0.22%
203 BCE INC 15,634 676 0.23%
204 PRICE T ROWE GROUP INC 8,996 679 0.23%
205 ISHARES TR 5,589 680 0.23%
206 FIRST TR EXCHANGE TRADED FD 11,879 680 0.23%
207 VANGUARD WORLD FD 6,553 685 0.23%
208 SPDR S&P MIDCAP 400 ETF TR 2,272 686 0.23%
209 ISHARES TR 6,605 691 0.23%
210 PIMCO CORPORATE INCM STRG 46,852 691 0.23%
211 FIRST TR SML CP CORE ALPHA F 12,781 692 0.23%
212 CONOCOPHILLIPS 13,790 694 0.23%
213 SCHWAB U.S. LARGE-CAP VALUE ETF 14,515 698 0.23%
214 VANGUARD WHITEHALL FDS 9,252 700 0.23%
215 SOUTHERN CO 14,416 710 0.24%
216 VANGUARD SPECIALIZED PORTFOL 8,368 711 0.24%
217 ISHARES TR 7,072 717 0.24%
218 GOLDMAN SACHS GROUP INC 3,056 732 0.24%
219 ISHARES TR 6,563 740 0.25%
220 PEPSICO INC 7,135 743 0.25%
221 CISCO SYS INC 24,584 744 0.25%
222 FIRST TR MID CAP CORE ALPHAD 13,170 747 0.25%
223 REYNOLDS AMERICAN INC 13,436 755 0.25%
224 GILEAD SCIENCES INC 10,525 758 0.25%
225 FIRST TR EXCHANGE TRADED FD 14,187 768 0.26%
226 BANK AMER CORP 36,283 800 0.27%
227 ISHARES SILVER TR 53,469 808 0.27%
228 ISHARES TR 17,177 811 0.27%
229 WISDOMTREE TR 14,359 821 0.27%
230 PHILLIPS 66 9,654 834 0.28%
231 SELECT SECTOR SPDR TR 12,342 849 0.28%
232 ISHARES TR 29,119 862 0.29%
233 WELLS FARGO CO NEW 15,611 866 0.29%
234 ISHARES TR 3,953 888 0.30%
235 BP PLC 24,079 901 0.30%
236 SELECT SECTOR SPDR TR 11,901 905 0.30%
237 ISHARES TR 7,895 926 0.31%
238 PPL CORP 28,619 978 0.33%
239 ISHARES TR 9,094 983 0.33%
240 SPDR SERIES TRUST 27,682 1,010 0.34%
241 WAL-MART STORES INC 14,731 1,014 0.34%
242 STARBUCKS CORP 18,125 1,015 0.34%
243 GLAXOSMITHKLINE PLC 26,784 1,039 0.35%
244 PIONEER HIGH INCOME TR 102,224 1,044 0.35%
245 HOME DEPOT INC 8,011 1,069 0.36%
246 PFIZER INC 33,579 1,083 0.36%
247 MERCK & CO INC 18,662 1,100 0.37%
248 FIRST TR EXCHANGE TRADED FD 48,021 1,113 0.37%
249 BERKSHIRE HATHAWAY INC DEL 6,916 1,126 0.38%
250 VANGUARD INTL EQUITY INDEX F 18,542 1,131 0.38%
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