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Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001666789-16-000004) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
501 PEPSICO INC 10,715 1,135 0.14%
502 PFIZER INC 110,579 3,893 0.49%
503 PFIZER INC 17,901 630 0.08%
504 PHILIP MORRIS INTL INC 70,082 7,129 0.90%
505 PHILIP MORRIS INTL INC 7,681 781 0.10%
506 PHILLIPS 66 8,135 645 0.08%
507 PHILLIPS 66 3,928 312 0.04%
508 PIMCO ETF TR 5,650 607 0.08%
509 PIMCO HIGH INCOME FD 119,792 1,167 0.15%
510 PIMCO HIGH INCOME FD 25,812 251 0.03%
511 PIMCO INCOME STRATEGY FUND II COM 11,500 106 0.01%
512 PIMCO INCOME STRATEGY FUND II COM 22,621 208 0.03%
513 PIMCO MUN INCOME FD II 12,900 180 0.02%
514 PIONEER HIGH INCOME TR 17,700 179 0.02%
515 PIONEER NAT RES CO 2,786 421 0.05%
516 PLAINS ALL AMERN PIPELINE L 36,180 995 0.13%
517 PNC FINL SVCS GROUP INC 4,040 329 0.04%
518 POLARIS INDS INC 8,060 659 0.08%
519 POOL CORPORATION 3,134 295 0.04%
520 POOL CORPORATION 9,850 926 0.12%
521 POTASH CORP SASK INC 12,175 198 0.03%
522 POWERSHARES ETF TR II 6,290 241 0.03%
523 POWERSHARES ETF TRUST 18,405 185 0.02%
524 POWERSHARES ETF TRUST 11,000 211 0.03%
525 POWERSHARES ETF TRUST 17,474 272 0.03%
526 POWERSHARES ETF TRUST II 13,800 317 0.04%
527 POWERSHARES ETF TRUST II 47,410 1,089 0.14%
528 POWERSHARES QQQ TRUST 3,011 324 0.04%
529 POWERSHARES QQQ TRUST 12,959 1,394 0.18%
530 PRAXAIR INC 1,816 204 0.03%
531 PRICELINE GRP INC 410 512 0.06%
532 PROCTER AND GAMBLE CO 4,767 404 0.05%
533 PROCTER AND GAMBLE CO 36,693 3,107 0.39%
534 PROSHARES TR 10,000 388 0.05%
535 PROSHARES TR 5,734 380 0.05%
536 PROSPECT CAPITAL CORPORATION 50,510 395 0.05%
537 PROSPECT CAPITAL CORPORATION 189,822 1,484 0.19%
538 PROSPERITY BANCSHARES INC 13,468 687 0.09%
539 PRUDENTIAL FINL INC 5,503 393 0.05%
540 PRUDENTIAL FINL INC 3,477 248 0.03%
541 PUTNAM MANAGED MUN INCOME TR 21,500 173 0.02%
542 PUTNAM MANAGED MUN INCOME TR 12,000 96 0.01%
543 PUTNAM MASTER INTER INCOME T 27,772 120 0.02%
544 Penns Woods Bancorp Inc 5,005 210 0.03%
545 Plains Gp Hldgs Lp Npv A 10,700 112 0.01%
546 QUALCOMM INC 32,177 1,724 0.22%
547 QUALCOMM INC 7,899 423 0.05%
548 RAYMOND JAMES FINANC 4,450 219 0.03%
549 RAYTHEON CO 1,874 255 0.03%
550 REALTY INCOME CORP 11,506 798 0.10%
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