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Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001666789-16-000004) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
601 SOUTHWESTERN ENERGY CO 25,000 315 0.04%
602 SPDR DOW JONES INDL AVRG ETF 6,364 1,139 0.14%
603 SPDR INDEX SHS FDSDJ GLB RL ES ETF 6,907 348 0.04%
604 SPDR S&P 500 ETF TR 12,679 2,656 0.34%
605 SPDR S&P 500 ETF TR 7,321 1,534 0.19%
606 SPDR S&P MIDCAP 400 ETF TR 1,502 409 0.05%
607 SPDR SER TR 13,323 654 0.08%
608 SPDR SER TR 8,000 216 0.03%
609 SPDR SER TR 3,710 201 0.03%
610 SPIRIT RLTY CAP INC NEW 14,373 184 0.02%
611 SPROTT PHYSICAL GOLD TRUST 14,478 159 0.02%
612 SPROTT PHYSICAL SILVER TR 26,239 190 0.02%
613 SQUARE INC 41,300 374 0.05%
614 SRC ENERGY INC 36,192 241 0.03%
615 SSGA ACTIVE ETF TR 5,000 250 0.03%
616 STARBUCKS CORP 10,989 628 0.08%
617 STARBUCKS CORP 25,441 1,453 0.18%
618 STEEL DYNAMICS INC 24,819 608 0.08%
619 STEEL DYNAMICS INC 8,613 211 0.03%
620 STRYKER CORP 4,250 509 0.06%
621 SYNTHETIC BIOLOGICS INCORPORATED 86,449 156 0.02%
622 SYSCO CORP 14,638 743 0.09%
623 Spectra Energy Corp Com 27,368 1,002 0.13%
624 SunEdison Inc 28,050 4 0.00%
625 TAL INTL GROUP INC 33,643 451 0.06%
626 TAL INTL GROUP INC 16,045 215 0.03%
627 TARGA RES CORP 30,225 1,274 0.16%
628 TARGET CORP 6,233 435 0.06%
629 TASER INTL INC 11,221 279 0.04%
630 TC PIPELINES LP 4,600 263 0.03%
631 TCP CAP CORP 11,738 179 0.02%
632 TD AMERITRADE HLDG CORP 9,259 264 0.03%
633 TEGNA INC 10,900 253 0.03%
634 TEMPUR SEALY INTL INC 9,000 498 0.06%
635 TENNECO INC 4,908 229 0.03%
636 TENNECO INC 15,149 706 0.09%
637 TERADYNE INC 23,500 463 0.06%
638 TERRA NITROGEN CO L P 2,690 281 0.04%
639 TESORO CORP 4,200 315 0.04%
640 TEVA PHARMACEUTICAL INDS LTD 4,708 237 0.03%
641 TEXAS INSTRS INC 9,960 624 0.08%
642 TEXAS INSTRS INC 7,555 473 0.06%
643 TEXTAINER GROUP HOLDINGS LTD 11,276 126 0.02%
644 TEXTRON INC 5,900 216 0.03%
645 THOR INDS INC 12,948 838 0.11%
646 THOR INDS INC 5,221 338 0.04%
647 TICC CAPITAL CORP 21,550 114 0.01%
648 TIME WARNER INC 77,426 5,694 0.72%
649 TIME WARNER INC 22,037 1,621 0.21%
650 TJX COS INC NEW 10,172 786 0.10%
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