Dark
Light
System
Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001666789-16-000004) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
701 VANGUARD INDEX FDS 1,910 201 0.03%
702 VANGUARD INDEX FDS 2,282 439 0.06%
703 VANGUARD INDEX FDS 8,473 908 0.12%
704 VANGUARD INDEX FDS 5,072 517 0.07%
705 VANGUARD INDEX FDS 6,739 722 0.09%
706 VANGUARD INTL EQUITY INDEX F 25,004 881 0.11%
707 VANGUARD INTL EQUITY INDEX F 4,916 211 0.03%
708 VANGUARD NAT RES LLC COM UNIT 12,900 18 0.00%
709 VANGUARD SCOTTSDALE FDS 3,384 274 0.03%
710 VANGUARD SPECIALIZED FUNDS 6,330 527 0.07%
711 VANGUARD WHITEHALL FDS 4,903 350 0.04%
712 VANGUARD WHITEHALL FDS 4,285 306 0.04%
713 VCA INCORPORATED 4,197 284 0.04%
714 VCA INCORPORATED 13,088 885 0.11%
715 VECTOR GROUP LTD 11,953 268 0.03%
716 VENTAS INC 4,988 363 0.05%
717 VEREIT 13,864 141 0.02%
718 VERIZON COMMUNICATIONS INC 131,657 7,352 0.93%
719 VERIZON COMMUNICATIONS INC 125,115 6,986 0.89%
720 VIACOM INC NEW 18,243 757 0.10%
721 VIRGIN AMERICA ORD 6,820 383 0.05%
722 VISA INC 21,077 1,563 0.20%
723 VISA INC 16,023 1,188 0.15%
724 VISTA OUTDOOR INC 5,492 262 0.03%
725 VISTA OUTDOOR INC 22,118 1,056 0.13%
726 VIVUS INC 11,000 12 0.00%
727 VODAFONE GROUP PLC NEW 6,547 202 0.03%
728 W P CAREY INC 6,074 422 0.05%
729 WAL-MART STORES INC 27,950 2,041 0.26%
730 WAL-MART STORES INC 2,811 205 0.03%
731 WALGREENS BOOTS ALLIANCE INC 14,550 1,212 0.15%
732 WALGREENS BOOTS ALLIANCE INC 47,047 3,918 0.50%
733 WASTE MGMT INC DEL 7,028 466 0.06%
734 WEATHERFORD INTL PLC 11,555 64 0.01%
735 WELLS FARGO & CO NEW 6,517 308 0.04%
736 WELLS FARGO & CO NEW 65,791 3,114 0.40%
737 WELLS FARGO INCOME OPPORTUNI 39,109 309 0.04%
738 WELLTOWER INC 4,546 346 0.04%
739 WELLTOWER INC 3,006 229 0.03%
740 WESTERN ASSET EMERGING MKTS 11,699 180 0.02%
741 WESTERN DIGITAL CORP 6,144 290 0.04%
742 WEYERHAEUSER CO 7,583 226 0.03%
743 WHIRLPOOL CORP 4,330 722 0.09%
744 WHIRLPOOL CORP 1,614 269 0.03%
745 WHITING PETE CORP NEW 22,662 210 0.03%
746 WHITING PETE CORP NEW 17,825 165 0.02%
747 WILEY JOHN SONS INC 82,182 4,288 0.54%
748 WILEY JOHN SONS INC 20,379 1,063 0.13%
749 WILLIAMS COS INC DEL 9,472 205 0.03%
750 WILLIAMS PARTNERS L P NEW 10,512 364 0.05%
Page 15 of 16