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Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001666789-16-000004) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
51 OCEAN BIO CHEM INC 35,500 86 0.01%
52 GUGGENHEIM ENHANCED EQUITY I 11,650 87 0.01%
53 CVR PARTNERS LP 10,867 89 0.01%
54 TURQUOISE HILL RES LTD 28,078 95 0.01%
55 PUTNAM MANAGED MUN INCOME TR 12,000 96 0.01%
56 IAMGOLD CORP 24,008 99 0.01%
57 CALAMOS STRATEGIC TOTL RETN 10,103 100 0.01%
58 PENNEY J C INC 11,400 101 0.01%
59 SANDRIDGE MISSISSIPPIAN TR I 42,000 102 0.01%
60 WPX ENERGY INC 11,164 104 0.01%
61 EATON VANCE RISK MNGD DIV EQ 10,600 104 0.01%
62 OMEROS CORP 10,000 105 0.01%
63 OASIS PETE INC NEW 11,200 105 0.01%
64 PIMCO INCOME STRATEGY FD II 11,500 106 0.01%
65 PENNANTPARK INVT CORP COM 15,750 108 0.01%
66 PLAINS GP HOLDINGS LP 10,700 112 0.01%
67 TICC CAPITAL CORP 21,550 114 0.01%
68 ORCHID IS CAP INC 11,193 115 0.01%
69 SAN JUAN BASIN RTY TR 16,000 116 0.01%
70 PUTNAM MASTER INTER INCOME T 27,772 120 0.02%
71 MEMORIAL PRODTN PARTNERS LP 63,381 120 0.02%
72 NUVEEN MUN VALUE FD INC 11,200 121 0.02%
73 TWO HBRS INVT CORP 14,198 122 0.02%
74 iShares 12,136 125 0.02%
75 TEXTAINER GROUP HOLDINGS LTD 11,276 126 0.02%
76 EXACT SCIENCES CORP 10,300 126 0.02%
77 NUVEEN FLTNG RTE INCM OPP FD 13,400 137 0.02%
78 BLACKROCK ENHANCED GBL DIV T 11,930 141 0.02%
79 VEREIT INC 13,864 141 0.02%
80 ISHARES GOLD TRUST 11,100 142 0.02%
81 BANCO SANTANDER SA 36,177 142 0.02%
82 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 15,500 145 0.02%
83 CAPSTEAD MTG CORP COM NO PAR 14,950 145 0.02%
84 DIGI INTL INC COM 13,500 145 0.02%
85 CEMEX SAB DE CV 23,764 147 0.02%
86 ALLIANZGI DIVIDEND INT PRM 11,941 147 0.02%
87 BLACKROCK ENHANCED EQT DIV T 18,757 148 0.02%
88 NEWCASTLE INVT CORP 33,803 155 0.02%
89 SYNTHETIC BIOLOGICS INCORPORATED 86,449 156 0.02%
90 NUVEEN DOW 30 DYNAMIC OVERWR 10,813 157 0.02%
91 MFS HIGH INCOME MUN TR 28,742 158 0.02%
92 SPROTT PHYSICAL GOLD TRUST 14,478 159 0.02%
93 NEW RESIDENTIAL INVT CORP COM NEW 11,714 162 0.02%
94 WHITING PETROLEUM CORP COM 17,825 165 0.02%
95 ARES CAPITAL CORP 11,765 167 0.02%
96 NUVEEN AMT FREE QLTY MUN INC 11,291 169 0.02%
97 OCEAN RIG UDW INC 68,566 170 0.02%
98 FREEPORT-MCMORAN INC 15,425 172 0.02%
99 PUTNAM MANAGED MUN INCOME TR 21,500 173 0.02%
100 SHIP FINANCE INTERNATIONAL L 12,004 177 0.02%
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