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Institutional Investment Manager
BERKELEY CAPITAL PARTNERS, LLC
BERKELEY CAPITAL PARTNERS, LLC (CIK: 0001667694). Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 113 holdings with a total value of $123,020,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 2,013 412,000 0.33%
52 SELECT SECTOR SPDR TR 5,757 415,000 0.34%
53 SELECT SECTOR SPDR TR 7,819 415,000 0.34%
54 JPMORGAN CHASE & CO 14,890 431,000 0.35%
55 VERIZON COMMUNICATIONS INC 9,389 434,000 0.35%
56 POWERSHARES DB CMDTY IDX TRA 33,101 442,000 0.36%
57 CITIGROUPINC 8,651 448,000 0.36%
58 WELLS FARGO & CO NEW 8,398 456,000 0.37%
59 HOME DEPOT INC 3,759 497,000 0.40%
60 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 6,513 525,000 0.43%
61 QUALCOMM INC 10,984 549,000 0.45%
62 BOEING CO 4,067 588,000 0.48%
63 ISHARES TR 5,377 613,000 0.50%
64 JPMORGAN CHASE & CO 9,424 622,000 0.51%
65 KINDER MORGAN INC DEL 15,937 642,000 0.52%
66 SPDR GOLD TR 6,380 647,000 0.53%
67 WAL-MART STORES INC 11,198 686,000 0.56%
68 VANGUARD INDEX FDS 8,721 695,000 0.56%
69 CISCO SYS INC 25,938 704,000 0.57%
70 UNITEDHEALTH GROUP INC 5,985 704,000 0.57%
71 PILGRIMS PRIDE CORP NEW 32,446 717,000 0.58%
72 VANGUARD INDEX FDS 7,806 730,000 0.59%
73 PROCTER AND GAMBLE CO 9,293 738,000 0.60%
74 INTUITIVE SURGICAL INC 1,397 763,000 0.62%
75 SELECT SECTOR SPDR TR 32,320 770,000 0.63%
76 VANGUARD INDEX FDS 4,146 775,000 0.63%
77 ABBOTT LABS 17,329 778,000 0.63%
78 STARBUCKS CORP 13,055 784,000 0.64%
79 ALTRIA GROUP INC 13,498 786,000 0.64%
80 JOHNSON & JOHNSON 7,978 820,000 0.67%
81 PLUM CREEK TIMBER 17,231 822,000 0.67%
82 VANGUARD SCOTTSDALE FDS 9,909 834,000 0.68%
83 MICROSOFT CORP 15,208 844,000 0.69%
84 SOUTHERN CO 19,207 899,000 0.73%
85 VANGUARD WORLD FD 6,794 903,000 0.73%
86 VODAFONE GROUP PLC NEW 30,425 982,000 0.80%
87 PFIZER INC 31,246 1,009,000 0.82%
88 DISNEY WALT CO 9,598 1,009,000 0.82%
89 VANGUARD INDEX FDS 10,372 1,103,000 0.90%
90 VANGUARD INDEX FDS 14,917 1,216,000 0.99%
91 COCA COLA CO 31,430 1,350,000 1.10%
92 VANGUARD SCOTTSDALE FDS 18,092 1,429,000 1.16%
93 Market Vector Junior 77,664 1,492,000 1.21%
94 ISHARES TR 15,080 1,500,000 1.22%
95 APPLE INC 14,743 1,552,000 1.26%
96 PHILIP MORRIS INTL INC 18,913 1,663,000 1.35%
97 POWERSHARES QQQ TRUST 15,161 1,696,000 1.38%
98 GENERAL ELECTRIC CO 57,309 1,785,000 1.45%
99 AT&T INC 54,076 1,861,000 1.51%
100 ANNALY CAP MGMT INC 213,713 2,005,000 1.63%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-16-000505, filed 2016.05.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.