Dark
Light
System
Institutional Investment Manager
VIVALDI CAPITAL MANAGEMENT, LLC
VIVALDI CAPITAL MANAGEMENT, LLC (CIK: 0001682021). Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001682021-17-000002) filed in 2017.05.11
#
Name
Shares
Value ($)
%
Options
Notes
101 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 20,000 22 0.00%
102 ELECTRONICS FOR IMAGING INC 20,000 22 0.00%
103 VANGUARD SCOTTSDALE FDS 19,121 1,004 0.00%
104 ISHARES TR 17,968 2,470 0.00%
105 ISHARES TR 17,230 1,073 0.00%
106 PANERA BREAD CO 17,163 4,494,475 1.36%
107 AMTRUST FINL SVCS INC 15,000 11 0.00%
108 COLONY CAP INC 15,000 15 0.00%
109 CORNERSTONE ONDEMAND INC 15,000 15 0.00%
110 ACORDA THERAPEUTICS INC 15,000 13 0.00%
111 Macquarie Infrastructure Corp 15,000 17 0.00%
112 JDS UNIPHASE CORP 15,000 17 0.00%
113 GOGO INC 15,000 12 0.00%
114 WEBMD HEALTH CORP 15,000 15 0.00%
115 RPM INTL INC SR GLBL CV NT 20 15,000 18 0.00%
116 VANGUARD INTL EQUITY INDEX F 14,381 742 0.00%
117 VANGUARD INTL EQUITY INDEX F 13,858 877 0.00%
118 ISHARES TR 12,795 352 0.00%
119 BP PLC 11,499 397 0.00%
120 GAMING & LEISURE PPTYS INC 11,195 374 0.00%
121 VANGUARD SCOTTSDALE FDS 11,188 966 0.00%
122 SHUTTERFLY INC 10,000 10 0.00%
123 SEACOR HOLDINGS INC 10,000 10 0.00%
124 VANGUARD BD INDEX FDS 7,961 645 0.00%
125 GENERAL ELECTRIC CO 7,619 227 0.00%
126 ISHARES TR 7,574 524 0.00%
127 PFIZER INC 7,532 258 0.00%
128 US BANCORP DEL 7,464 384 0.00%
129 WISDOMTREE TR 7,000 286 0.00%
130 CISCO SYS INC 6,994 236 0.00%
131 ISHARES TR 6,939 756 0.00%
132 INTEL CORP 6,718 242 0.00%
133 SPDR GOLD TR 5,412 643 0.00%
134 AT&T INC 5,331 222 0.00%
135 APPLE INC 5,196 747 0.00%
136 VERIZON COMMUNICATIONS INC 5,022 245 0.00%
137 NVIDIA CORPORATION 5,020 547 0.00%
138 VANGUARD INDEX FDS 4,700 1,017 0.00%
139 VANGUARD INDEX FDS 4,666 650 0.00%
140 ISHARES TR 4,445 482 0.00%
141 SPDR S&P 500 ETF TR 4,244 1,000 0.00%
142 ISHARES TR 3,993 207 0.00%
143 MMA CAP MGMT LLC 3,699 86,002 0.03%
144 ISHARES TR 3,149 747 0.00%
145 JOHNSON & JOHNSON 2,807 350 0.00%
146 ISHARES TR 2,792 523 0.00%
147 PHILIP MORRIS INTL INC 2,739 309 0.00%
148 VANGUARD INDEX FDS 2,718 362 0.00%
149 PEPSICO INC 2,555 286 0.00%
150 BERKSHIRE HATHAWAY INC DEL 2,488 415 0.00%
Page 3 of 4