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Institutional Investment Manager
PARALLEL ADVISORS, LLC
PARALLEL ADVISORS, LLC (CIK: 0001690010). Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001701132-17-000001) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 187,964 45,124 8.97%
2 VANGUARD INDEX FDS 304,901 33,356 6.63%
3 VANGUARD INDEX FDS 110,405 14,778 2.94%
4 APPLE INC 92,662 13,627 2.71%
5 VANGUARD INDEX FDS 85,849 12,052 2.40%
6 ISHARES TR 180,874 10,840 2.15%
7 VANGUARD INDEX FDS 86,194 10,570 2.10%
8 ISHARES TR 56,840 9,785 1.95%
9 AMAZON COM INC 8,980 8,450 1.68%
10 EXXON MOBIL CORP 93,498 7,732 1.54%
11 VANGUARD WHITEHALL FDS INC 83,795 6,732 1.34%
12 FACEBOOK INC 37,570 5,703 1.13%
13 BERKSHIRE HATHAWAY INC DEL 32,875 5,481 1.09%
14 FIDELITY 119,204 5,066 1.01%
15 SPDR S&P 500 ETF TR 20,861 4,975 0.99%
16 VANGUARD CHARLOTTE FDS 84,771 4,614 0.92%
17 VISA INC 46,964 4,341 0.86%
18 ISHARES TR 31,321 4,159 0.83%
19 VANGUARD INTL EQUITY INDEX F 101,834 4,115 0.82%
20 VANGUARD TAX-MANAGED FDS 101,623 4,105 0.82%
21 ISHARES TR 35,019 4,084 0.81%
22 MICROSOFT CORP 50,164 3,465 0.69%
23 JOHNSON & JOHNSON 27,128 3,346 0.67%
24 VANGUARD WHITEHALL FDS 42,318 3,278 0.65%
25 ISHARES TR 28,233 3,238 0.64%
26 ALPHABET INC 3,398 3,223 0.64%
27 DU PONT E I DE NEMOURS & CO 40,489 3,199 0.64%
28 DISNEY WALT CO 26,864 2,999 0.60%
29 ISHARES TR 42,162 2,928 0.58%
30 CISCO SYS INC 84,371 2,890 0.57%
31 ALPHABET INC 3,093 2,867 0.57%
32 VANGUARD SPECIALIZED PORTFOL 31,182 2,839 0.56%
33 ISHARES TR 29,960 2,731 0.54%
34 VANGUARD BD INDEX FDS 33,359 2,711 0.54%
35 CHEVRON CORP NEW 24,933 2,661 0.53%
36 POWERSHARES QQQ TRUST 19,361 2,652 0.53%
37 GENERAL ELECTRIC CO 90,585 2,648 0.53%
38 ENTERPRISE PRODS PARTNERS L 96,660 2,616 0.52%
39 ISHARES TR 51,319 2,606 0.52%
40 AT&T INC 66,215 2,543 0.51%
41 PROCTER AND GAMBLE CO 28,389 2,454 0.49%
42 JPMORGAN CHASE & CO 27,912 2,428 0.48%
43 RYDEX ETF TRUST 25,832 2,355 0.47%
44 NETFLIX INC 15,038 2,340 0.47%
45 STARBUCKS CORP 37,441 2,269 0.45%
46 VERIZON COMMUNICATIONS INC 48,725 2,249 0.45%
47 COSTCO WHSL CORP NEW 12,280 2,208 0.44%
48 POWERSHS DB US DOLLAR INDEX 85,650 2,197 0.44%
49 ISHARES 10-20 YEAR TREASURY BOND ETF 16,225 2,195 0.44%
50 VANGUARD WORLD FD 26,455 2,161 0.43%
Page 1 of 42
Restatement filing (0001690010-17-000003) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
2001 QUALYS INC 5 0 0.00%
2002 BARCLAYS BANK PLC 0 0 0.00%
2003 FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 1 0 0.00%
2004 NEWPARK RES INC COM PAR $.01NEW 25 0 0.00%
2005 ATLANTICA YIELD PLC 17 0 0.00%
2006 ZIX CORP COM 30 0 0.00%
2007 BANK OF THE OZARKS INC 6 0 0.00%
2008 HEIDRICK & STRUGGLESINTL INC 13 0 0.00%
2009 GANNETT CO INC 10 0 0.00%
2010 SPROTT PHYSICAL SILVER TR 14 0 0.00%
2011 COMMERCEHUB INC COM SER C 5 0 0.00%
2012 GTX INC DEL COM NEW 20 0 0.00%
2013 BLACKBERRY LTD 13 0 0.00%
2014 COMMERCEHUB INC COM SER A 2 0 0.00%
2015 BROOKFIELD RENEWABLE PARTNER 16 0 0.00%
2016 KINROSS GOLD CORP 34 0 0.00%
2017 WISDOMTREE TR 6 0 0.00%
2018 NORTHSTAR REALTY EUROPE CORP 16 0 0.00%
2019 PHH CORP COM NEW 25 0 0.00%
2020 CHESAPEAKE ENERGY CORP 77 0 0.00%
2021 SIBANYE STILLWATER 32 0 0.00%
2022 VISHAY PRECISION GROUP INC 2 0 0.00%
2023 TENAX THERAPEUTICS INC COM 7 0 0.00%
2024 WESTERN COPPER & GOLD CORP 6 0 0.00%
2025 IBIO INC COM 925 0 0.00%
2026 BROOKFIELD BUSINESS PARTNERS 17 0 0.00%
2027 SANOFI 816 0 0.00%
2028 REVLON INC 17 0 0.00%
2029 TERRAVIA HLDGS INC COM 678 0 0.00%
2030 GENERAL MTRS CO 2 0 0.00%
2031 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
2032 XO GROUP INC 15 0 0.00%
2033 UTSTARCOM HOLDINGS CORP SHS NEW 83 0 0.00%
2034 ELDORADO GOLD CORP NEW 49 0 0.00%
2035 TRAVELCENTERS AMER LLC COM 7 0 0.00%
2036 CALIFORNIA RES CORP 25 0 0.00%
2037 MBIA INC 38 0 0.00%
2038 KADANT INC 7 0 0.00%
2039 BLACKROCK ENHANCED INTL DIV 0 0 0.00%
2040 DIREXION SHARES TRUST DL FTSE BLL 3X ETF 24 0 0.00%
2041 VOYA INTL HIGH DIV EQTY INM 0 0 0.00%
2042 MICROVISION INC DEL 25 0 0.00%
2043 COHEN & STEERS REIT & PFD IN 0 0 0.00%
2044 XCERRA CORP COM 44 0 0.00%
2045 MONEYGRAM INTL INC COM NEW 12 0 0.00%
2046 ARRIS INTL INC 17 0 0.00%
2047 ANTHERA PHARMACEUTICALS INC COM 104 0 0.00%
2048 SYNACOR INC 0 0 0.00%
2049 WMI HOLDINGS CORP. 62 0 0.00%
2050 LIBERTY GLOBAL PLC 15 0 0.00%
Page 41 of 42